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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYD icon
801
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.79B
$402K 0.01%
8,813
-19,918
-69% -$865K
TWLO icon
802
Twilio
TWLO
$29.2B
$401K 0.01%
6,148
-133
-2% -$7.96K
RGA icon
803
Reinsurance Group of America
RGA
$15.8B
$400K 0.01%
1,835
-15
-0.8% -$3.19K
XIFR
804
XPLR Infrastructure LP
XIFR
$1.12B
$400K 0.01%
14,472
+518
+4% +$13.4K
DKNG icon
805
DraftKings
DKNG
$12B
$399K 0.01%
10,181
+509
+5% +$18.4K
BF.B icon
806
Brown-Forman Class B
BF.B
$13.1B
$398K 0.01%
8,099
-3,271
-29% -$147K
SKY icon
807
Champion Homes
SKY
$4.59B
$398K 0.01%
4,200
-2,200
-34% -$184K
SAUG icon
808
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$111M
$396K 0.01%
16,940
– –
GBTC icon
809
Grayscale Bitcoin Trust
GBTC
$9.44B
$396K 0.01%
7,835
+988
+14% +$48.1K
DAL icon
810
Delta Air Lines
DAL
$57.1B
$395K 0.01%
7,765
-809
-9% -$35.3K
CTVA icon
811
Corteva
CTVA
$59.3B
$393K 0.01%
6,687
+226
+3% +$12.3K
AIO
812
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$854M
$393K 0.01%
17,890
+775
+5% +$16.4K
GRID
813
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11B
$393K 0.01%
3,083
+324
+12% +$38.7K
LUV icon
814
Southwest Airlines
LUV
$21.9B
$392K 0.01%
13,237
-1,337
-9% -$37K
RPM icon
815
RPM International
RPM
$14.3B
$392K 0.01%
3,239
-27
-0.8% -$3.13K
SCCO icon
816
Southern Copper
SCCO
$135B
$392K 0.01%
3,599
+1,008
+39% +$99.3K
FDUS icon
817
Fidus Investment
FDUS
$750M
$391K 0.01%
19,966
-206
-1% -$4.05K
JULU
818
AllianzIM U.S. Equity Buffer15 Uncapped Jul ETF
JULU
$85.7M
$390K 0.01%
+14,920
New +$378K
BCAT icon
819
BlackRock Capital Allocation Term Trust
BCAT
$1.61B
$390K 0.01%
23,693
+1,137
+5% +$18.6K
FMAY icon
820
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$388K 0.01%
8,343
+49
+0.6% +$2.22K
PBA icon
821
Pembina Pipeline
PBA
$29.2B
$388K 0.01%
9,403
+27
+0.3% +$1.06K
FTNT icon
822
Fortinet
FTNT
$110B
$387K 0.01%
4,994
-75
-1% -$5.12K
UTHR icon
823
United Therapeutics
UTHR
$26.4B
$385K 0.01%
1,075
-2
-0.2% -$676
MELI icon
824
Mercado Libre
MELI
$93.7B
$384K 0.01%
187
-224
-55% -$422K
EQT icon
825
EQT Corp
EQT
$32.8B
$384K 0.01%
10,471
+1,669
+19% +$56.8K
31 32
33
34 35

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.