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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDXX icon
801
Idexx Laboratories
IDXX
$44.9B
$384K 0.01%
711
+347
+95% +$190K
GVIP icon
802
Goldman Sachs Hedge Industry VIP ETF
GVIP
$535M
$381K 0.01%
3,488
-178
-5% -$18.3K
USHY icon
803
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$381K 0.01%
10,403
+3,918
+60% +$142K
ROL icon
804
Rollins
ROL
$18.8B
$381K 0.01%
8,228
+513
+7% +$22.6K
CHE icon
805
Chemed
CHE
$7.1B
$381K 0.01%
593
-42
-7% -$25.5K
RFEU
806
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$379K 0.01%
5,761
-5
-0.1% -$319
ZNTL icon
807
Zentalis Pharmaceuticals
ZNTL
$329M
$379K 0.01%
24,035
+5,733
+31% +$78.9K
FINV
808
FinVolution Group
FINV
$1.18B
$378K 0.01%
75,074
+4,269
+6% +$21K
PH icon
809
Parker-Hannifin
PH
$120B
$378K 0.01%
677
+35
+5% +$17.8K
ANET icon
810
Arista Networks
ANET
$202B
$375K 0.01%
5,176
+160
+3% +$10.8K
SCHM icon
811
Schwab US Mid-Cap ETF
SCHM
$14.3B
$375K 0.01%
13,755
+135
+1% +$3.44K
SPSM icon
812
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17B
$374K 0.01%
8,685
+173
+2% +$7.15K
EXPE icon
813
Expedia Group
EXPE
$36.8B
$374K 0.01%
+2,713
New +$386K
INCY icon
814
Incyte
INCY
$25.6B
$373K 0.01%
6,551
+1,329
+25% +$79.8K
PSEC icon
815
Prospect Capital
PSEC
$1.11B
$373K 0.01%
67,500
-11,485
-15% -$66.1K
RCL icon
816
Royal Caribbean
RCL
$87.5B
$372K 0.01%
2,678
+453
+20% +$56.6K
HACK icon
817
Amplify Cybersecurity ETF
HACK
$2.61B
$372K 0.01%
5,801
+880
+18% +$55.8K
SAUG icon
818
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$110M
$371K 0.01%
16,940
-152
-0.9% -$3.22K
BWA icon
819
BorgWarner
BWA
$12.7B
$371K 0.01%
10,688
+2,528
+31% +$82.7K
FMHI icon
820
First Trust Municipal High Income ETF
FMHI
$991M
$370K 0.01%
7,678
-569
-7% -$27.2K
NET icon
821
Cloudflare
NET
$94.9B
$368K 0.01%
3,798
+187
+5% +$16.9K
BCAT icon
822
BlackRock Capital Allocation Term Trust
BCAT
$1.61B
$368K 0.01%
22,064
+492
+2% +$7.63K
ITM icon
823
VanEck Intermediate Muni ETF
ITM
$2.15B
$367K 0.01%
7,892
+132
+2% +$6.15K
PXJ icon
824
Invesco Oil & Gas Services ETF
PXJ
$63.5M
$367K 0.01%
11,548
+29
+0.3% +$845
ETV
825
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.68B
$366K 0.01%
28,275
+1,623
+6% +$20.7K
31 32
33
34 35

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.