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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHM icon
801
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$333K 0.01%
6,959
+1,566
+29% +$73.5K
CDW icon
802
CDW
CDW
$18.4B
$332K 0.01%
1,462
-226
-13% -$47.9K
GUNR icon
803
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.15B
$332K 0.01%
8,111
+1,789
+28% +$71.2K
BTI icon
804
British American Tobacco
BTI
$134B
$331K 0.01%
11,312
+3,417
+43% +$104K
PXJ icon
805
Invesco Oil & Gas Services ETF
PXJ
$63.7M
$330K 0.01%
+11,519
New +$336K
SNY icon
806
Sanofi
SNY
$108B
$329K 0.01%
6,624
-6,764
-51% -$331K
CSL icon
807
Carlisle Companies
CSL
$14B
$329K 0.01%
1,052
-13
-1% -$3.58K
ETV
808
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.7B
$329K 0.01%
26,652
+623
+2% +$7.54K
INCY icon
809
Incyte
INCY
$26.3B
$328K 0.01%
5,222
+946
+22% +$53.5K
IXJ icon
810
iShares Global Healthcare ETF
IXJ
$4.17B
$327K 0.01%
3,770
+30
+0.8% +$2.49K
NDAQ icon
811
Nasdaq
NDAQ
$53.7B
$326K 0.01%
5,611
-63
-1% -$3.32K
DOCU
812
DocuSign
DOCU
$10.7B
$325K 0.01%
+5,459
New +$250K
IPKW icon
813
Invesco International BuyBack Achievers ETF
IPKW
$540M
$324K 0.01%
8,657
– –
BCAT icon
814
BlackRock Capital Allocation Term Trust
BCAT
$1.62B
$323K 0.01%
21,572
+7,690
+55% +$112K
AXON
815
Axon Enterprise
AXON
$43.9B
$322K 0.01%
1,246
-23
-2% -$5.18K
VONV icon
816
Vanguard Russell 1000 Value ETF
VONV
$20.7B
$321K 0.01%
4,432
-164
-4% -$11.1K
JPSE icon
817
JPMorgan Diversified Return US Small Cap Equity ETF
JPSE
$597M
$321K 0.01%
7,275
-207
-3% -$8.28K
JBL icon
818
Jabil
JBL
$32B
$320K 0.01%
2,514
-29
-1% -$3.69K
PII icon
819
Polaris
PII
$4.12B
$320K 0.01%
3,372
-65
-2% -$5.95K
VTHR icon
820
Vanguard Russell 3000 ETF
VTHR
$4.65B
$319K 0.01%
1,500
– –
SCHG icon
821
Schwab US Large-Cap Growth ETF
SCHG
$59.1B
$319K 0.01%
15,380
+1,136
+8% +$22K
ODFL icon
822
Old Dominion Freight Line
ODFL
$47.5B
$319K 0.01%
1,572
+98
+7% +$19.4K
FSIG icon
823
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$318K 0.01%
+16,781
New +$312K
CLM icon
824
Cornerstone Strategic Value Fund
CLM
$2.18B
$317K 0.01%
44,861
– –
VHT icon
825
Vanguard Health Care ETF
VHT
$18.6B
$317K 0.01%
1,264
-5,313
-81% -$1.26M
31 32
33
34 35

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.