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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGGO icon
801
Capital Group Global Growth Equity ETF
CGGO
$11.3B
$227K 0.01%
+10,790
New +$221K
AMKR icon
802
Amkor Technology
AMKR
$15B
$227K 0.01%
+9,446
New +$219K
SWK icon
803
Stanley Black & Decker
SWK
$14.6B
$226K 0.01%
3,012
-25,101
-89% -$1.96M
VKQ icon
804
Invesco Municipal Trust
VKQ
$540M
$225K 0.01%
22,694
+9,253
+69% +$86.3K
LDP icon
805
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$224K 0.01%
+11,800
New +$222K
POOL icon
806
Pool Corp
POOL
$6.73B
$224K 0.01%
741
+19
+3% +$6.02K
TFI icon
807
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$224K 0.01%
4,910
+51
+1% +$2.29K
SNAP icon
808
Snap
SNAP
$7.6B
$224K 0.01%
25,022
-2,450
-9% -$24.2K
XYLG icon
809
Global X S&P 500 Covered Call & Growth ETF
XYLG
$64.3M
$224K 0.01%
8,885
– –
OTIS icon
810
Otis Worldwide
OTIS
$27.9B
$223K 0.01%
+2,852
New +$211K
HBAN icon
811
Huntington Bancshares
HBAN
$34.7B
$223K 0.01%
15,841
+104
+0.7% +$1.5K
WRB icon
812
W.R. Berkley
WRB
$28.1B
$223K 0.01%
4,607
-730
-14% -$35.2K
RWL icon
813
Invesco S&P 500 Revenue ETF
RWL
$9.57B
$222K 0.01%
3,001
-118
-4% -$8.73K
EVT icon
814
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.08B
$221K 0.01%
9,711
-1,341
-12% -$31.4K
FTXG icon
815
First Trust Nasdaq Food & Beverage ETF
FTXG
$24.3M
$221K 0.01%
+8,173
New +$220K
TGTX icon
816
TG Therapeutics
TGTX
$8.53B
$221K 0.01%
+18,650
New +$135K
KRTX
817
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$220K 0.01%
+1,121
New +$240K
BTI icon
818
British American Tobacco
BTI
$131B
$220K 0.01%
+5,499
New +$216K
GOVT icon
819
iShares US Treasury Bond ETF
GOVT
$43.8B
$219K 0.01%
9,652
+207
+2% +$4.71K
VIS icon
820
Vanguard Industrials ETF
VIS
$8.26B
$219K 0.01%
1,197
-248
-17% -$44.4K
MDB icon
821
MongoDB
MDB
$24.9B
$218K 0.01%
1,108
-628
-36% -$112K
STEM icon
822
Stem
STEM
$50M
$216K 0.01%
1,209
+105
+10% +$25.2K
ISCG icon
823
iShares Morningstar Small-Cap Growth ETF
ISCG
$975M
$215K 0.01%
5,974
-210
-3% -$7.69K
ZM icon
824
Zoom
ZM
$26.7B
$213K 0.01%
3,148
-378
-11% -$28.7K
PTNQ icon
825
Pacer Trendpilot 100 ETF
PTNQ
$1.19B
$213K 0.01%
+4,326
New +$217K
31 32
33
34 35

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.