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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEI
801
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$124K 0.01%
17,387
– –
VKQ icon
802
Invesco Municipal Trust
VKQ
$541M
$123K 0.01%
+13,441
New +$137K
JPS
803
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$117K 0.01%
+17,929
New +$132K
HBI
804
DELISTED
Hanesbrands
HBI
$103K 0.01%
14,836
-1,396
-9% -$13.7K
MSOS icon
805
AdvisorShares Pure US Cannabis ETF
MSOS
$830M
$103K 0.01%
11,525
+1,475
+15% +$17K
CCL icon
806
Carnival Corporation Ltd
CCL
$38.7B
$100K 0.01%
14,151
-390
-3% -$3.78K
AOD
807
abrdn Total Dynamic Dividend Fund
AOD
$1.09B
$96K 0.01%
+13,475
New +$109K
EOLS icon
808
Evolus
EOLS
$410M
$96K 0.01%
11,976
+194
+2% +$2.06K
NOK icon
809
Nokia
NOK
$49.9B
$92K ﹤0.01%
21,484
-4,500
-17% -$21.9K
OXLC
810
Oxford Lane Capital
OXLC
$854M
$86K ﹤0.01%
3,341
+427
+15% +$12.9K
GDRX icon
811
GoodRx Holdings
GDRX
$1.06B
$67K ﹤0.01%
14,454
-692
-5% -$4.36K
IMVT icon
812
Immunovant
IMVT
$7.99B
$60K ﹤0.01%
+10,777
New +$52.7K
CFRX
813
DELISTED
ContraFect Corporation
CFRX
$59K ﹤0.01%
4,410
-76
-2% -$3.84K
RJN
814
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return
RJN
$58K ﹤0.01%
+15,346
New +$64.1K
EGIO
815
DELISTED
Edgio, Inc. Common Stock
EGIO
$53K ﹤0.01%
+475
New +$56.2K
TELL
816
DELISTED
Tellurian Inc.
TELL
$50K ﹤0.01%
20,800
+4,000
+24% +$14.4K
WKHS icon
817
Workhorse Group
WKHS
$32.4M
$44K ﹤0.01%
5
+1
+25% +$9.72K
TLRY icon
818
Tilray
TLRY
$498M
$40K ﹤0.01%
+1,468
New +$51.5K
GSAT icon
819
Globalstar
GSAT
$10.2B
$38K ﹤0.01%
+1,600
New +$38.6K
NAT icon
820
Nordic American Tanker
NAT
$1.35B
$35K ﹤0.01%
+13,254
New +$35.2K
OPEN icon
821
Opendoor
OPEN
$3.8B
$34K ﹤0.01%
11,269
+930
+9% +$4.27K
TRML
822
DELISTED
Tourmaline Bio
TRML
$34K ﹤0.01%
+1,295
New +$47.2K
POWW icon
823
Outdoor Holding Co
POWW
$256M
$31K ﹤0.01%
10,605
-3,090
-23% -$13.2K
PRTK
824
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$29K ﹤0.01%
11,465
+7,000
+157% +$17.4K
UP icon
825
Wheels Up
UP
$200M
$15K ﹤0.01%
68
– –
31 32
33
34 35

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.