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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSM icon
776
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$359K 0.01%
8,512
-4,658
-35% -$175K
RPM icon
777
RPM International
RPM
$14.2B
$359K 0.01%
3,215
-131
-4% -$13.2K
EXAS
778
DELISTED
Exact Sciences
EXAS
$358K 0.01%
4,835
+1,463
+43% +$95.9K
SPHB icon
779
Invesco S&P 500 High Beta ETF
SPHB
$963M
$355K 0.01%
+4,305
New +$310K
EXP icon
780
Eagle Materials
EXP
$6.81B
$353K 0.01%
+1,742
New +$306K
MOO icon
781
VanEck Agribusiness ETF
MOO
$999M
$353K 0.01%
4,631
-273
-6% -$20.4K
DON icon
782
WisdomTree US MidCap Dividend Fund
DON
$4.08B
$352K 0.01%
7,705
+13
+0.2% +$545
GVIP icon
783
Goldman Sachs Hedge Industry VIP ETF
GVIP
$548M
$351K 0.01%
3,666
+129
+4% +$11.6K
CI icon
784
Cigna
CI
$80.3B
$351K 0.01%
1,173
-256
-18% -$74.8K
AIG icon
785
American International
AIG
$42.7B
$349K 0.01%
+5,156
New +$329K
MUA icon
786
BlackRock MuniAssets Fund
MUA
$517M
$348K 0.01%
32,875
+6,431
+24% +$62K
FINV
787
FinVolution Group
FINV
$1.15B
$347K 0.01%
70,805
-7,348
-9% -$34.9K
CP icon
788
Canadian Pacific Kansas City
CP
$81.5B
$347K 0.01%
4,388
-80
-2% -$5.86K
WOOD icon
789
iShares Global Timber & Forestry ETF
WOOD
$266M
$347K 0.01%
4,264
+102
+2% +$7.68K
HMC icon
790
Honda
HMC
$39.2B
$345K 0.01%
11,168
+126
+1% +$3.98K
SCHM icon
791
Schwab US Mid-Cap ETF
SCHM
$14.5B
$342K 0.01%
13,620
-189
-1% -$4.33K
NIO icon
792
NIO
NIO
$11.7B
$341K 0.01%
37,572
– –
GNW icon
793
Genworth Financial
GNW
$3.83B
$340K 0.01%
50,890
-1,252
-2% -$7.6K
PEN icon
794
Penumbra
PEN
$12.6B
$340K 0.01%
+1,350
New +$298K
PSI icon
795
Invesco Semiconductors ETF
PSI
$2.18B
$338K 0.01%
6,831
-1,193
-15% -$51.8K
SCI icon
796
Service Corp International
SCI
$11.7B
$338K 0.01%
4,934
+107
+2% +$6.44K
ROL icon
797
Rollins
ROL
$18.8B
$337K 0.01%
7,715
-2,426
-24% -$94.4K
ALL icon
798
Allstate
ALL
$69.7B
$335K 0.01%
2,392
-121
-5% -$15.8K
MDB icon
799
MongoDB
MDB
$24.9B
$333K 0.01%
815
+227
+39% +$86.1K
PKW icon
800
Invesco BuyBack Achievers ETF
PKW
$1.73B
$333K 0.01%
3,360
+99
+3% +$9.05K
30 31
32
33 34

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.