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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXLG icon
776
Destination XL Group
DXLG
$34.3M
$246K 0.01%
+36,508
New +$234K
PDT
777
John Hancock Premium Dividend Fund
PDT
$637M
$244K 0.01%
+18,842
New +$256K
GUNR icon
778
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.14B
$244K 0.01%
5,605
-775
-12% -$32.9K
HACK icon
779
Amplify Cybersecurity ETF
HACK
$2.65B
$243K 0.01%
5,520
+453
+9% +$20.3K
LH icon
780
Labcorp
LH
$24.7B
$243K 0.01%
1,199
-36
-3% -$7.04K
URI icon
781
United Rentals
URI
$70.2B
$242K 0.01%
+681
New +$224K
SPHQ icon
782
Invesco S&P 500 Quality ETF
SPHQ
$19.5B
$242K 0.01%
+5,492
New +$240K
BNS icon
783
Scotiabank
BNS
$106B
$241K 0.01%
+4,917
New +$242K
MRSH
784
Marsh
MRSH
$87.5B
$240K 0.01%
+1,448
New +$237K
CFR icon
785
Cullen/Frost Bankers
CFR
$10.3B
$239K 0.01%
+1,789
New +$254K
DWX icon
786
State Street SPDR S&P International Dividend ETF
DWX
$523M
$239K 0.01%
7,394
– –
ETR icon
787
Entergy
ETR
$53.1B
$239K 0.01%
+4,246
New +$233K
PSK icon
788
State Street SPDR ICE Preferred Securities ETF
PSK
$691M
$238K 0.01%
7,259
-168,219
-96% -$5.67M
ALV icon
789
Autoliv
ALV
$8.76B
$238K 0.01%
+3,111
New +$249K
ALTL icon
790
Pacer Lunt Large Cap Alternator ETF
ALTL
$92.9M
$238K 0.01%
5,875
-290
-5% -$11.4K
CHTR icon
791
Charter Communications
CHTR
$15.7B
$237K 0.01%
+699
New +$246K
NJR icon
792
New Jersey Resources
NJR
$6.01B
$235K 0.01%
+4,738
New +$216K
SPIB icon
793
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$235K 0.01%
7,385
-6,354
-46% -$201K
WCN
794
Waste Connections
WCN
$42.7B
$234K 0.01%
1,767
-4,739
-73% -$645K
LPLA icon
795
LPL Financial
LPLA
$26.5B
$234K 0.01%
1,083
-15
-1% -$3.51K
MCB icon
796
Metropolitan Bank Holding Corp
MCB
$1.13B
$233K 0.01%
3,965
+614
+18% +$38.9K
CEF icon
797
Sprott Physical Gold and Silver Trust
CEF
$7.49B
$231K 0.01%
+12,907
New +$216K
TOTL icon
798
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$228K 0.01%
5,697
-690
-11% -$27.7K
IGE icon
799
iShares North American Natural Resources ETF
IGE
$735M
$227K 0.01%
+5,593
New +$227K
CHD icon
800
Church & Dwight Co
CHD
$23.4B
$227K 0.01%
2,818
-5,682
-67% -$436K
30 31
32
33 34

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EDRH
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GAM
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CIA
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RBI
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Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.