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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASML icon
776
ASML
ASML
$608B
$207K 0.01%
498
+344
+223% +$172K
DHR icon
777
Danaher
DHR
$140B
$207K 0.01%
905
+418
+86% +$102K
HBAN icon
778
Huntington Bancshares
HBAN
$35B
$207K 0.01%
15,737
+1,350
+9% +$18K
DELL icon
779
Dell
DELL
$253B
$206K 0.01%
+6,029
New +$254K
XIFR
780
XPLR Infrastructure LP
XIFR
$1.11B
$205K 0.01%
2,833
+696
+33% +$55.8K
DFS
781
DELISTED
Discover Financial Services
DFS
$201K 0.01%
2,208
+47
+2% +$4.76K
MUA icon
782
BlackRock MuniAssets Fund
MUA
$518M
$199K 0.01%
19,315
+4,227
+28% +$50.8K
PBYI icon
783
Puma Biotechnology
PBYI
$406M
$195K 0.01%
82,247
+8,823
+12% +$25.8K
RNP icon
784
Cohen & Steers REIT and Preferred and Income Fund
RNP
$996M
$195K 0.01%
+10,067
New +$230K
DIV icon
785
Global X SuperDividend US ETF
DIV
$796M
$187K 0.01%
10,579
– –
NUO
786
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$187K 0.01%
15,926
+12,651
+386% +$162K
ARR
787
Armour Residential REIT
ARR
$2.04B
$180K 0.01%
7,375
– –
XPEV icon
788
XPeng
XPEV
$12.2B
$179K 0.01%
14,919
+558
+4% +$12K
PNTG icon
789
Pennant Group
PNTG
$1.46B
$175K 0.01%
+16,806
New +$240K
FSR
790
DELISTED
Fisker Inc.
FSR
$174K 0.01%
23,100
+20,550
+806% +$185K
RTL
791
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$173K 0.01%
29,437
-2,805
-9% -$20.7K
NEOG icon
792
Neogen
NEOG
$2B
$170K 0.01%
+12,158
New +$245K
SOFI icon
793
SoFi Technologies
SOFI
$21.5B
$164K 0.01%
33,723
-9,485
-22% -$60K
B
794
Barrick Mining
B
$61.5B
$162K 0.01%
10,454
-256
-2% -$4.04K
HYLN icon
795
Hyliion Holdings
HYLN
$631M
$152K 0.01%
52,850
+2,400
+5% +$8.75K
CRUZ
796
DELISTED
Defiance Hotel, Airline, and Cruise ETF
CRUZ
$148K 0.01%
10,541
+5,720
+119% +$91.9K
PBR icon
797
Petrobras
PBR
$116B
$147K 0.01%
11,959
+325
+3% +$4.3K
NUV icon
798
Nuveen Municipal Value Fund
NUV
$1.91B
$132K 0.01%
15,540
+8,259
+113% +$74.2K
RITM icon
799
Rithm Capital
RITM
$5.46B
$127K 0.01%
17,363
+977
+6% +$9.3K
VVR icon
800
Invesco Senior Income Trust
VVR
$454M
$126K 0.01%
34,000
– –
30 31
32
33 34

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.