We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WKHS icon
776
Workhorse Group
WKHS
$29.5M
$120K 0.01%
5
– –
PPT
777
Franklin Premier Income Trust
PPT
$323M
$99K ﹤0.01%
21,631
+500
+2% +$2.3K
UP icon
778
Wheels Up
UP
$220M
$86K ﹤0.01%
+66
New +$108K
POWW icon
779
Outdoor Holding Co
POWW
$239M
$82K ﹤0.01%
13,335
+650
+5% +$4.68K
AMRN
780
Amarin Corp
AMRN
$284M
$79K ﹤0.01%
770
-22
-3% -$2.16K
ZNGA
781
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$76K ﹤0.01%
+10,080
New +$91.6K
ASXC
782
DELISTED
Asensus Surgical, Inc.
ASXC
$75K ﹤0.01%
40,731
-42,500
-51% -$95.4K
MMT
783
Aberdeen Multi-Market Income Fund
MMT
$237M
$72K ﹤0.01%
+11,000
New +$70.2K
CREX icon
784
Creative Realities
CREX
$41.9M
$68K ﹤0.01%
16,667
– –
RIG icon
785
Transocean
RIG
$5.92B
$55K ﹤0.01%
14,494
+3,172
+28% +$11.5K
SQFT icon
786
Presidio Property Trust
SQFT
$53K ﹤0.01%
1,412
– –
FRLN
787
DELISTED
Freeline Therapeutics Holdings plc American Depositary Shares
FRLN
$51K ﹤0.01%
+1,003
New +$71.3K
HEPA
788
DELISTED
Hepion Pharmaceuticals
HEPA
$46K ﹤0.01%
30
– –
EGIO
789
DELISTED
Edgio, Inc. Common Stock
EGIO
$31K ﹤0.01%
325
– –
NMTR
790
DELISTED
9 Meters Biopharma
NMTR
$27K ﹤0.01%
1,050
– –
CLRB icon
791
Cellectar Biosciences
CLRB
$19.3M
$14K ﹤0.01%
49
– –
ASAP
792
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$12K ﹤0.01%
700
– –
ZOM
793
DELISTED
Zomedica Corp.
ZOM
$5K ﹤0.01%
+10,250
New +$6.05K
AOK icon
794
iShares Core Conservative Allocation ETF
AOK
$803M
– –
-16,777
Closed -$668K
APA icon
795
APA Corp
APA
$12.8B
– –
-86,007
Closed -$1.86M
APPN icon
796
Appian
APPN
$1.74B
– –
-2,067
Closed -$284K
BFH icon
797
Bread Financial
BFH
$4.21B
– –
-17,331
Closed -$1.44M
BILI icon
798
Bilibili
BILI
$7.18B
– –
-22,043
Closed -$2.69M
BIZD icon
799
VanEck BDC Income ETF
BIZD
$1.58B
– –
-24,190
Closed -$415K
BNO icon
800
United States Brent Oil Fund
BNO
$815M
– –
-31,400
Closed -$604K
30 31
32
33 34

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.