We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKC.V icon
776
McCormick & Company Voting
MKC.V
$13.9B
$30K 0.01%
+302
New +$29.6K
SNDX icon
777
Syndax Pharmaceuticals
SNDX
$1.7B
$30K 0.01%
+2,032
New +$31K
STWD icon
778
Starwood Property Trust
STWD
$6.12B
$30K 0.01%
+1,958
New +$29.9K
NXQ
779
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$30K 0.01%
+2,028
New +$30.8K
PS
780
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$30K 0.01%
+1,725
New +$33K
AXTA icon
781
Axalta
AXTA
$7.45B
$29K 0.01%
+1,315
New +$30.5K
BMRN icon
782
BioMarin Pharmaceuticals
BMRN
$11.9B
$29K 0.01%
+375
New +$37.9K
DFS
783
DELISTED
Discover Financial Services
DFS
$29K 0.01%
+493
New +$25.8K
EIM
784
Eaton Vance Municipal Bond Fund
EIM
$494M
$29K 0.01%
+2,185
New +$28.6K
EXPE icon
785
Expedia Group
EXPE
$36.5B
$29K 0.01%
+320
New +$28.8K
FNB icon
786
FNB Corp
FNB
$6.76B
$29K 0.01%
+4,316
New +$31.7K
ICF icon
787
iShares Select U.S. REIT ETF
ICF
$2.13B
$29K 0.01%
+564
New +$29.2K
KKR icon
788
KKR & Co
KKR
$89.1B
$29K 0.01%
+843
New +$29.5K
MPC icon
789
Marathon Petroleum
MPC
$90.1B
$29K 0.01%
981
-132,893
-99% -$4.67M
OLLI icon
790
Ollie's Bargain Outlet
OLLI
$4.31B
$29K 0.01%
+333
New +$32.6K
PNC icon
791
PNC Financial Services
PNC
$99.1B
$29K 0.01%
263
-6,709
-96% -$722K
DCPH
792
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$29K 0.01%
+571
New +$28K
CCXI
793
DELISTED
ChemoCentryx, Inc.
CCXI
$29K 0.01%
+527
New +$28.4K
CHMA
794
DELISTED
Chiasma, Inc. Common Stock
CHMA
$29K 0.01%
+6,662
New +$31.9K
CHRW icon
795
C.H. Robinson
CHRW
$20.5B
$28K 0.01%
+270
New +$25.3K
CL icon
796
Colgate-Palmolive
CL
$74.8B
$28K 0.01%
362
-26,546
-99% -$2.02M
GTN icon
797
Gray Television
GTN
$437M
$28K 0.01%
+2,000
New +$29.2K
IYY icon
798
iShares Dow Jones US ETF
IYY
$2.89B
$28K 0.01%
+336
New +$27.6K
LKQ icon
799
LKQ Corp
LKQ
$6.72B
$28K 0.01%
+1,000
New +$29.5K
NOK icon
800
Nokia
NOK
$46.9B
$28K 0.01%
+7,260
New +$32.7K
30 31
32
33 34

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.