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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYM icon
751
Symbotic
SYM
$5.09B
$464K 0.01%
+19,018
New +$516K
OLLI icon
752
Ollie's Bargain Outlet
OLLI
$4.18B
$463K 0.01%
4,763
-133
-3% -$12.8K
EMB icon
753
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$460K 0.01%
4,918
-1,624
-25% -$148K
ANET icon
754
Arista Networks
ANET
$205B
$458K 0.01%
4,776
-824
-15% -$71.8K
FDEC icon
755
FT Vest US Equity Buffer ETF December
FDEC
$1.31B
$458K 0.01%
10,455
+200
+2% +$8.59K
PWV icon
756
Invesco Large Cap Value ETF
PWV
$1.7B
$456K 0.01%
7,826
– –
VPU
757
Vanguard Utilities ETF
VPU
$8.82B
$455K 0.01%
2,615
-2,555
-49% -$411K
AB icon
758
AllianceBernstein
AB
$3.54B
$455K 0.01%
13,041
-110
-0.8% -$3.76K
ALL icon
759
Allstate
ALL
$69.5B
$453K 0.01%
2,389
+194
+9% +$34.5K
QDF icon
760
FlexShares Quality Dividend Index Fund
QDF
$2.23B
$449K 0.01%
6,262
– –
MLM icon
761
Martin Marietta Materials
MLM
$34.6B
$449K 0.01%
833
+296
+55% +$160K
WSO icon
762
Watsco Inc
WSO
$15.1B
$448K 0.01%
911
-6
-0.7% -$2.88K
PZA icon
763
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$447K 0.01%
18,490
+144
+0.8% +$3.45K
CGSD icon
764
Capital Group Short Duration Income ETF
CGSD
$2.39B
$444K 0.01%
17,123
– –
WYNN icon
765
Wynn Resorts
WYNN
$10.3B
$443K 0.01%
4,616
+181
+4% +$14.6K
FTXL icon
766
First Trust Nasdaq Semiconductor ETF
FTXL
$2.04B
$440K 0.01%
4,715
-3,173
-40% -$296K
PYLD icon
767
PIMCO Multi Sector Bond Active ETF
PYLD
$15B
$440K 0.01%
+16,500
New +$432K
HWC icon
768
Hancock Whitney
HWC
$6.14B
$439K 0.01%
8,579
-1,596
-16% -$81.2K
USAI icon
769
Pacer American Energy Infrastructure ETF
USAI
$126M
$439K 0.01%
12,529
+1,088
+10% +$37.1K
MUA icon
770
BlackRock MuniAssets Fund
MUA
$518M
$436K 0.01%
35,174
-8,426
-19% -$99.8K
FYC icon
771
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.25B
$435K 0.01%
5,845
+873
+18% +$61.2K
YSEP icon
772
FT Vest International Equity Buffer ETF September
YSEP
$119M
$433K 0.01%
18,988
– –
FJUL icon
773
FT Vest US Equity Buffer ETF July
FJUL
$1.2B
$433K 0.01%
9,006
+4,056
+82% +$189K
JPMB icon
774
JPMorgan USD Emerging Markets Sovereign Bond ETF
JPMB
$67.4M
$432K 0.01%
10,649
-50
-0.5% -$1.98K
BWA icon
775
BorgWarner
BWA
$12.7B
$432K 0.01%
11,892
+787
+7% +$25.9K
29 30
31
32 33

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.