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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VONE icon
751
Vanguard Russell 1000 ETF
VONE
$8.21B
$377K 0.01%
1,737
-384
-18% -$77.8K
FDEC icon
752
FT Vest US Equity Buffer ETF December
FDEC
$1.32B
$376K 0.01%
+9,655
New +$353K
DECK icon
753
Deckers Outdoor
DECK
$14.2B
$376K 0.01%
3,372
-1,158
-26% -$118K
NBIX icon
754
Neurocrine Biosciences
NBIX
$18.4B
$374K 0.01%
2,839
-85
-3% -$9.78K
SDIV icon
755
Global X SuperDividend ETF
SDIV
$1.22B
$374K 0.01%
16,574
-1,398
-8% -$29.9K
TWLO icon
756
Twilio
TWLO
$29.5B
$373K 0.01%
4,920
-168
-3% -$10.5K
BLDR icon
757
Builders FirstSource
BLDR
$7.93B
$372K 0.01%
2,228
-220
-9% -$29.2K
HUSV icon
758
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$76.9M
$372K 0.01%
11,073
– –
CHE icon
759
Chemed
CHE
$6.87B
$371K 0.01%
635
-140
-18% -$78.3K
SMDV icon
760
ProShares Russell 2000 Dividend Growers ETF
SMDV
$709M
$370K 0.01%
5,686
-283
-5% -$16.6K
PID icon
761
Invesco International Dividend Achievers ETF
PID
$932M
$369K 0.01%
19,999
-46
-0.2% -$787
BSX icon
762
Boston Scientific
BSX
$68.5B
$369K 0.01%
6,375
-781
-11% -$41.7K
DKNG icon
763
DraftKings
DKNG
$12.2B
$366K 0.01%
10,369
-839
-7% -$28.1K
RFEU
764
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$365K 0.01%
5,766
+9
+0.2% +$533
FEMB icon
765
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$355M
$365K 0.01%
12,530
+721
+6% +$20K
ITM icon
766
VanEck Intermediate Muni ETF
ITM
$2.15B
$365K 0.01%
7,760
+86
+1% +$3.87K
FTNT icon
767
Fortinet
FTNT
$110B
$365K 0.01%
6,231
-308
-5% -$17K
PGX icon
768
Invesco Preferred ETF
PGX
$3.81B
$365K 0.01%
31,791
+301
+1% +$3.29K
SAUG icon
769
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$110M
$363K 0.01%
17,092
+890
+5% +$17.6K
SGOV icon
770
iShares 0-3 Month Treasury Bond ETF
SGOV
$99.3B
$362K 0.01%
3,615
-328
-8% -$32.9K
FUTU icon
771
Futu Holdings
FUTU
$14.3B
$362K 0.01%
6,628
-481
-7% -$27.3K
MRNA icon
772
Moderna
MRNA
$22.1B
$362K 0.01%
3,635
-829
-19% -$69.7K
WBD icon
773
Warner Bros
WBD
$64.2B
$361K 0.01%
31,726
+2,767
+10% +$29.9K
CHKP icon
774
Check Point Software Technologies
CHKP
$14.1B
$360K 0.01%
2,357
-653
-22% -$92.3K
CEF icon
775
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$359K 0.01%
18,750
– –
29 30
31
32 33

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.