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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCM
751
DELISTED
R1 RCM Inc. Common Stock
RCM
$267K 0.01%
+24,343
New +$309K
VGIT icon
752
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$265K 0.01%
4,530
-949
-17% -$55.5K
GLW icon
753
Corning
GLW
$123B
$265K 0.01%
8,289
-2,455
-23% -$79.6K
OC icon
754
Owens Corning
OC
$11.6B
$264K 0.01%
3,098
+51
+2% +$4.47K
LRGE icon
755
ClearBridge Large Cap Growth Select ETF
LRGE
$370M
$262K 0.01%
6,413
-5,155
-45% -$216K
SLB icon
756
SLB Ltd
SLB
$76.5B
$261K 0.01%
+4,877
New +$243K
FLOT icon
757
iShares Floating Rate Bond ETF
FLOT
$10.2B
$260K 0.01%
5,173
-2,288
-31% -$115K
GTIP icon
758
Goldman Sachs Access Inflation Protected USD Bond ETF
GTIP
$292M
$260K 0.01%
5,371
-5,811
-52% -$282K
SBNY
759
DELISTED
Signature Bank
SBNY
$259K 0.01%
2,252
+785
+54% +$108K
VTHR icon
760
Vanguard Russell 3000 ETF
VTHR
$4.63B
$258K 0.01%
+1,500
New +$259K
ARKG icon
761
ARK Genomic Revolution ETF
ARKG
$1.54B
$257K 0.01%
9,109
+2,337
+35% +$74.2K
INTU icon
762
Intuit
INTU
$83.1B
$256K 0.01%
657
+31
+5% +$12.3K
IDV icon
763
iShares International Select Dividend ETF
IDV
$8.24B
$252K 0.01%
+9,266
New +$235K
TRU icon
764
TransUnion
TRU
$14.9B
$251K 0.01%
+4,422
New +$259K
STEW
765
SRH Total Return Fund
STEW
$1.76B
$251K 0.01%
19,726
+142
+0.7% +$1.75K
YUMC icon
766
Yum China
YUMC
$15.3B
$251K 0.01%
+4,583
New +$233K
KMX icon
767
CarMax
KMX
$8.29B
$251K 0.01%
+4,114
New +$264K
ASML icon
768
ASML
ASML
$636B
$250K 0.01%
458
-40
-8% -$21K
DKNG icon
769
DraftKings
DKNG
$12B
$249K 0.01%
21,903
-250
-1% -$3.48K
SRE icon
770
Sempra
SRE
$59.7B
$249K 0.01%
+3,222
New +$249K
CACI icon
771
CACI
CACI
$11B
$249K 0.01%
+828
New +$241K
BKNG icon
772
Booking.com
BKNG
$145B
$248K 0.01%
+3,075
New +$233K
FXI icon
773
iShares China Large-Cap ETF
FXI
$4.22B
$248K 0.01%
+8,750
New +$226K
UFOX
774
Defiance Space and Connective Tech ETF
UFOX
$840M
$248K 0.01%
8,289
+905
+12% +$27.3K
MBB icon
775
iShares MBS ETF
MBB
$39.1B
$247K 0.01%
2,662
+361
+16% +$33.3K
29 30
31
32 33

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.