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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HACK icon
751
Amplify Cybersecurity ETF
HACK
$2.65B
$220K 0.01%
5,067
+245
+5% +$11.7K
HUN icon
752
Huntsman Corp
HUN
$2B
$219K 0.01%
+8,943
New +$251K
FDUS icon
753
Fidus Investment
FDUS
$766M
$218K 0.01%
12,661
+300
+2% +$5.69K
LH icon
754
Labcorp
LH
$25.8B
$218K 0.01%
1,235
-26
-2% -$5.32K
NVG icon
755
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$218K 0.01%
18,650
+1,550
+9% +$21.1K
CGUS icon
756
Capital Group Core Equity ETF
CGUS
$11.2B
$217K 0.01%
+10,649
New +$239K
FCVT icon
757
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$216K 0.01%
+6,919
New +$228K
MCB icon
758
Metropolitan Bank Holding Corp
MCB
$1.14B
$216K 0.01%
+3,351
New +$238K
GOVT icon
759
iShares US Treasury Bond ETF
GOVT
$43.9B
$215K 0.01%
+9,445
New +$224K
PFGC icon
760
Performance Food Group
PFGC
$18.1B
$215K 0.01%
5,024
+86
+2% +$4.25K
ISCG icon
761
iShares Morningstar Small-Cap Growth ETF
ISCG
$976M
$214K 0.01%
+6,184
New +$237K
DWX icon
762
State Street SPDR S&P International Dividend ETF
DWX
$527M
$213K 0.01%
+7,394
New +$245K
STEW
763
SRH Total Return Fund
STEW
$1.79B
$213K 0.01%
+19,584
New +$239K
TFI icon
764
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$213K 0.01%
+4,859
New +$223K
EFG icon
765
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$212K 0.01%
2,913
-10
-0.3% -$816
XYLG icon
766
Global X S&P 500 Covered Call & Growth ETF
XYLG
$64.5M
$212K 0.01%
8,885
+300
+3% +$7.96K
EXAS
767
DELISTED
Exact Sciences
EXAS
$211K 0.01%
+6,517
New +$269K
MBB icon
768
iShares MBS ETF
MBB
$39.2B
$211K 0.01%
2,301
+598
+35% +$58K
UFOX
769
Defiance Space and Connective Tech ETF
UFOX
$825M
$211K 0.01%
7,384
-2,313
-24% -$76.2K
GDX icon
770
VanEck Gold Miners ETF
GDX
$22.7B
$210K 0.01%
8,716
+975
+13% +$24.7K
SE icon
771
Sea Limited
SE
$65.8B
$210K 0.01%
3,757
+391
+12% +$27.2K
VHT icon
772
Vanguard Health Care ETF
VHT
$18.6B
$210K 0.01%
939
-472
-33% -$113K
EAGG icon
773
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.99B
$209K 0.01%
+4,492
New +$219K
JD icon
774
JD.com
JD
$42.9B
$209K 0.01%
4,156
+1,417
+52% +$83.9K
RWL icon
775
Invesco S&P 500 Revenue ETF
RWL
$9.67B
$209K 0.01%
3,119
+886
+40% +$65.2K
29 30
31
32 33

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.