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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNM icon
751
Unum
UNM
$13.2B
$34K 0.01%
+2,035
New +$36.2K
ARCC icon
752
Ares Capital
ARCC
$13.4B
$33K 0.01%
+2,330
New +$33.1K
CODX
753
Co-Diagnostics
CODX
$5.56M
$33K 0.01%
+82
New +$42.1K
IYM icon
754
iShares US Basic Materials ETF
IYM
$1.13B
$33K 0.01%
+336
New +$33K
LYFT icon
755
Lyft
LYFT
$5.86B
$33K 0.01%
+1,202
New +$35.7K
MDYV icon
756
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$33K 0.01%
+750
New +$33.2K
RJF icon
757
Raymond James Financial
RJF
$33.5B
$33K 0.01%
+680
New +$32.9K
TEL icon
758
TE Connectivity
TEL
$60B
$33K 0.01%
+334
New +$30.7K
VCR icon
759
Vanguard Consumer Discretionary ETF
VCR
$5.97B
$33K 0.01%
+142
New +$32.2K
VYMI icon
760
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
$33K 0.01%
+637
New +$34.2K
BCX icon
761
BlackRock Resources & Commodities Strategy Trust
BCX
$896M
$32K 0.01%
5,451
-722,823
-99% -$4.58M
CACI icon
762
CACI
CACI
$10.8B
$32K 0.01%
+150
New +$32.4K
CP icon
763
Canadian Pacific Kansas City
CP
$81B
$32K 0.01%
+525
New +$30K
DSL
764
DoubleLine Income Solutions Fund
DSL
$1.22B
$32K 0.01%
+1,986
New +$31.8K
FSTA icon
765
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.45B
$32K 0.01%
+850
New +$32K
MA icon
766
Mastercard
MA
$498B
$32K 0.01%
93
-15,021
-99% -$4.88M
MTN icon
767
Vail Resorts
MTN
$5.7B
$32K 0.01%
+150
New +$30.9K
Z icon
768
Zillow
Z
$7.78B
$32K 0.01%
+314
New +$24.5K
AMT icon
769
American Tower
AMT
$83.5B
$31K 0.01%
128
-7,982
-98% -$2.02M
HBCP icon
770
Home Bancorp
HBCP
$558M
$31K 0.01%
+1,276
New +$31.6K
IUSG icon
771
iShares Core S&P US Growth ETF
IUSG
$30.4B
$31K 0.01%
388
-4,234
-92% -$332K
TOL icon
772
Toll Brothers
TOL
$14B
$31K 0.01%
+640
New +$25.9K
CG icon
773
Carlyle Group
CG
$16.1B
$30K 0.01%
+1,196
New +$32.3K
KOMP icon
774
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.52B
$30K 0.01%
+700
New +$28.9K
LEN icon
775
Lennar Class A
LEN
$20.4B
$30K 0.01%
+385
New +$27.3K
29 30
31
32 33

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.