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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSI icon
726
iShares MSCI KLD 400 Social ETF
DSI
$5.17B
$403K 0.01%
4,421
-35
-0.8% -$2.97K
QDF icon
727
FlexShares Quality Dividend Index Fund
QDF
$2.23B
$400K 0.01%
6,497
-30
-0.5% -$1.73K
KKR icon
728
KKR & Co
KKR
$92.2B
$399K 0.01%
4,816
-132
-3% -$8.94K
ARKG icon
729
ARK Genomic Revolution ETF
ARKG
$1.54B
$398K 0.01%
+12,137
New +$330K
URI icon
730
United Rentals
URI
$67.9B
$398K 0.01%
694
-88
-11% -$41.5K
KHC icon
731
Kraft Heinz
KHC
$32.4B
$397K 0.01%
10,747
-1,427
-12% -$48.5K
PWV icon
732
Invesco Large Cap Value ETF
PWV
$1.7B
$397K 0.01%
7,826
-99
-1% -$4.7K
BAC.PRL icon
733
Bank of America Series L
BAC.PRL
$3.98B
$397K 0.01%
329
+33
+11% +$36.9K
USAI icon
734
Pacer American Energy Infrastructure ETF
USAI
$126M
$395K 0.01%
13,701
+137
+1% +$3.85K
YSEP icon
735
FT Vest International Equity Buffer ETF September
YSEP
$119M
$394K 0.01%
18,988
+1,640
+9% +$32.1K
FMHI icon
736
First Trust Municipal High Income ETF
FMHI
$993M
$393K 0.01%
8,247
+3,803
+86% +$174K
FDUS icon
737
Fidus Investment
FDUS
$766M
$393K 0.01%
19,966
– –
KRE icon
738
State Street SPDR S&P Regional Banking ETF
KRE
$4.55B
$393K 0.01%
7,494
-40,213
-84% -$1.8M
ACWI icon
739
iShares MSCI ACWI ETF
ACWI
$32.5B
$391K 0.01%
3,841
+77
+2% +$7.37K
AADR icon
740
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.4M
$388K 0.01%
6,905
-4,536
-40% -$233K
SNV
741
DELISTED
Synovus
SNV
$385K 0.01%
10,226
-6,967
-41% -$213K
DAL icon
742
Delta Air Lines
DAL
$58.8B
$384K 0.01%
9,536
-558
-6% -$20.2K
TME icon
743
Tencent Music
TME
$15.6B
$382K 0.01%
42,359
-3,805
-8% -$29.4K
NXTG icon
744
First Trust Indxx NextG ETF
NXTG
$533M
$381K 0.01%
4,967
+71
+1% +$5.02K
PTF icon
745
Invesco Dorsey Wright Technology Momentum ETF
PTF
$551M
$381K 0.01%
7,539
-700
-8% -$32.2K
WMB icon
746
Williams Companies
WMB
$85.8B
$380K 0.01%
10,923
-10,899
-50% -$382K
AFG icon
747
American Financial Group
AFG
$12B
$380K 0.01%
3,199
+872
+37% +$98.3K
ROP icon
748
Roper Technologies
ROP
$38.7B
$379K 0.01%
695
+39
+6% +$20.1K
IBB icon
749
iShares Biotechnology ETF
IBB
$9.55B
$378K 0.01%
2,782
-466
-14% -$56.9K
ARCC icon
750
Ares Capital
ARCC
$13.7B
$377K 0.01%
18,822
-499
-3% -$9.73K
28 29
30
31 32

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.