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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLNC icon
726
Fluence Energy
FLNC
$1.79B
$288K 0.01%
16,793
+1,390
+9% +$21.9K
AFSM icon
727
First Trust Active Factor Small Cap ETF
AFSM
$118M
$286K 0.01%
+12,660
New +$289K
IWY icon
728
iShares Russell Top 200 Growth ETF
IWY
$15.7B
$285K 0.01%
2,364
+305
+15% +$37.9K
IRWD icon
729
Ironwood Pharmaceuticals
IRWD
$644M
$284K 0.01%
22,946
+1,222
+6% +$13.9K
TAIL icon
730
Cambria Tail Risk ETF
TAIL
$149M
$284K 0.01%
18,556
-5,967
-24% -$93.7K
FTNT icon
731
Fortinet
FTNT
$112B
$284K 0.01%
5,805
– –
AFRM icon
732
Affirm
AFRM
$24.5B
$284K 0.01%
29,319
-286
-1% -$4.31K
WLK icon
733
Westlake Corp
WLK
$9.27B
$282K 0.01%
+2,753
New +$277K
PBA icon
734
Pembina Pipeline
PBA
$29B
$282K 0.01%
+8,313
New +$279K
IBB icon
735
iShares Biotechnology ETF
IBB
$9.44B
$282K 0.01%
2,149
-138
-6% -$17.8K
EFAV icon
736
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.26B
$282K 0.01%
4,430
-5,129
-54% -$313K
FEMB icon
737
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$355M
$281K 0.01%
10,712
-100
-0.9% -$2.53K
BYD icon
738
Boyd Gaming
BYD
$6.64B
$281K 0.01%
5,147
+220
+4% +$12.4K
EL icon
739
Estee Lauder
EL
$30.1B
$280K 0.01%
+1,127
New +$252K
CME icon
740
CME Group
CME
$92.3B
$280K 0.01%
1,663
-9
-0.5% -$1.56K
HII icon
741
Huntington Ingalls Industries
HII
$11.4B
$279K 0.01%
+1,209
New +$285K
QSPT icon
742
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$618M
$278K 0.01%
16,678
+825
+5% +$14.1K
NCLH icon
743
Norwegian Cruise Line
NCLH
$9.2B
$275K 0.01%
22,447
+630
+3% +$9.49K
TACK icon
744
Fairlead Tactical Sector ETF
TACK
$290M
$275K 0.01%
11,750
– –
RFEU
745
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$274K 0.01%
4,847
+414
+9% +$22.8K
HALO icon
746
Halozyme
HALO
$9.66B
$274K 0.01%
+4,809
New +$246K
FOXA icon
747
Fox Class A
FOXA
$23.8B
$272K 0.01%
8,962
+951
+12% +$29K
RMI
748
RiverNorth Opportunistic Municipal Income Fund
RMI
$97.7M
$272K 0.01%
16,629
-1,567
-9% -$25.5K
CTVA icon
749
Corteva
CTVA
$58.6B
$271K 0.01%
4,612
-45,823
-91% -$2.9M
IHG icon
750
InterContinental Hotels
IHG
$23.5B
$271K 0.01%
4,640
– –
28 29
30
31 32

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.