We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFH icon
726
Vanguard Financials ETF
VFH
$13.6B
$240K 0.01%
3,225
+293
+10% +$23.8K
ASO icon
727
Academy Sports + Outdoors
ASO
$3.13B
$238K 0.01%
+5,650
New +$248K
MAIN icon
728
Main Street Capital
MAIN
$5.14B
$238K 0.01%
7,070
+3,599
+104% +$148K
MSCI icon
729
MSCI
MSCI
$42.1B
$237K 0.01%
562
+134
+31% +$61.3K
UPST icon
730
Upstart Holdings
UPST
$2.66B
$236K 0.01%
11,351
-2,716
-19% -$73K
AXTA icon
731
Axalta
AXTA
$7.58B
$235K 0.01%
11,165
+1,100
+11% +$27K
BYD icon
732
Boyd Gaming
BYD
$6.78B
$235K 0.01%
+4,927
New +$264K
GSK icon
733
GSK
GSK
$108B
$235K 0.01%
7,960
-221
-3% -$8.38K
LULU icon
734
lululemon athletica
LULU
$13.7B
$231K 0.01%
824
+105
+15% +$32.6K
POOL icon
735
Pool Corp
POOL
$7B
$231K 0.01%
722
+182
+34% +$64.9K
FERG icon
736
Ferguson
FERG
$45B
$230K 0.01%
+2,232
New +$260K
WRB icon
737
W.R. Berkley
WRB
$28.3B
$230K 0.01%
5,337
+214
+4% +$9.29K
AVY icon
738
Avery Dennison
AVY
$12.9B
$229K 0.01%
1,409
-36
-2% -$6.53K
SUSA icon
739
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
$228K 0.01%
+3,006
New +$256K
VIS icon
740
Vanguard Industrials ETF
VIS
$8.22B
$228K 0.01%
1,445
-8,667
-86% -$1.51M
IONS icon
741
Ionis Pharmaceuticals
IONS
$9.14B
$226K 0.01%
5,095
-26,189
-84% -$1.1M
FLNC icon
742
Fluence Energy
FLNC
$1.68B
$225K 0.01%
15,403
+241
+2% +$3.64K
IHG icon
743
InterContinental Hotels
IHG
$23.9B
$225K 0.01%
+4,640
New +$262K
INCY icon
744
Incyte
INCY
$26B
$225K 0.01%
3,381
+430
+15% +$31.8K
IRWD icon
745
Ironwood Pharmaceuticals
IRWD
$626M
$225K 0.01%
21,724
+2,129
+11% +$24.1K
GRMN
746
Garmin
GRMN
$48.9B
$224K 0.01%
2,787
+295
+12% +$27.9K
ARKG icon
747
ARK Genomic Revolution ETF
ARKG
$1.54B
$222K 0.01%
6,772
-110
-2% -$4.04K
RFEU
748
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$222K 0.01%
4,433
-303
-6% -$17.2K
SBNY
749
DELISTED
Signature Bank
SBNY
$222K 0.01%
+1,467
New +$267K
ALTL icon
750
Pacer Lunt Large Cap Alternator ETF
ALTL
$91.5M
$221K 0.01%
6,165
+1,030
+20% +$42.5K
28 29
30
31 32

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.