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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OGN icon
726
Organon & Co
OGN
$3.55B
$236K 0.01%
+7,204
New +$231K
DLR icon
727
Digital Realty Trust
DLR
$74.2B
$235K 0.01%
+1,589
New +$249K
NOK icon
728
Nokia
NOK
$52.3B
$234K 0.01%
42,917
+10,178
+31% +$59.1K
FALN icon
729
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$232K 0.01%
+7,703
New +$232K
KRTX
730
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$231K 0.01%
1,889
+69
+4% +$7.96K
BMEZ icon
731
BlackRock Health Sciences Trust II
BMEZ
$958M
$228K 0.01%
+8,458
New +$242K
SPHD icon
732
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$228K 0.01%
5,395
-2,268
-30% -$99.2K
DIV icon
733
Global X SuperDividend US ETF
DIV
$788M
$227K 0.01%
11,699
+48
+0.4% +$949
MOAT icon
734
VanEck Morningstar Wide Moat ETF
MOAT
$11.6B
$227K 0.01%
3,100
– –
YUMC icon
735
Yum China
YUMC
$15.2B
$225K 0.01%
+3,869
New +$238K
NVG icon
736
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$222K 0.01%
+12,922
New +$230K
VKQ icon
737
Invesco Municipal Trust
VKQ
$539M
$222K 0.01%
16,541
-8,000
-33% -$111K
ED icon
738
Consolidated Edison
ED
$41.4B
$221K 0.01%
3,048
-80
-3% -$5.97K
JPST icon
739
JPMorgan Ultra-Short Income ETF
JPST
$40B
$221K 0.01%
4,357
-3,817
-47% -$194K
OTIS icon
740
Otis Worldwide
OTIS
$27.4B
$221K 0.01%
+2,683
New +$236K
REM icon
741
iShares Mortgage Real Estate ETF
REM
$544M
$221K 0.01%
6,111
-255
-4% -$9.29K
ROBO icon
742
ROBO Global Robotics & Automation Index ETF
ROBO
$1.95B
$221K 0.01%
+3,429
New +$228K
W icon
743
Wayfair
W
$11.8B
$221K 0.01%
866
+15
+2% +$4.23K
NAD icon
744
Nuveen Quality Municipal Income Fund
NAD
$2.72B
$220K 0.01%
14,092
+69
+0.5% +$1.12K
RUN icon
745
Sunrun
RUN
$2.4B
$220K 0.01%
5,000
– –
MSCI icon
746
MSCI
MSCI
$40.9B
$217K 0.01%
+357
New +$218K
TPH
747
DELISTED
Tri Pointe Homes
TPH
$217K 0.01%
10,308
-472
-4% -$10.6K
EFV icon
748
iShares MSCI EAFE Value ETF
EFV
$28.4B
$216K 0.01%
4,244
+383
+10% +$19.8K
BOTZ icon
749
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.21B
$214K 0.01%
+5,844
New +$210K
FT
750
Franklin Universal Trust
FT
$202M
$214K 0.01%
26,430
– –
28 29
30
31 32

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.