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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.17%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.69B
AUM Growth
+$234M
Cap. Flow
+$164M
Cap. Flow %
9.75%
Top 10 Hldgs %
25.19%
Holding
789
New
121
Increased
355
Reduced
238
Closed
46

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.15M
2
MSFT icon
Microsoft
MSFT
+$5.91M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$5.84M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.72M
5
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$5.66M

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$32.6M
2
BX icon
Blackstone
BX
+$5.05M
3
FSKR
FS KKR Capital Corp. II
FSKR
+$3.45M
4
MO icon
Altria Group
MO
+$3.21M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.74M

Sector Composition

Rank Sector Weight
1 Technology 13.94%
2 Financials 7.12%
3 Consumer Discretionary 6.25%
4 Industrials 5.24%
5 Healthcare 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHI
726
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$147K 0.01%
10,300
– –
JPC icon
727
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$147K 0.01%
+15,541
New +$143K
VKQ icon
728
Invesco Municipal Trust
VKQ
$540M
$147K 0.01%
11,100
-687
-6% -$8.91K
VVR icon
729
Invesco Senior Income Trust
VVR
$456M
$143K 0.01%
+34,000
New +$141K
ING icon
730
ING
ING
$95.7B
$135K 0.01%
11,013
-2,867
-21% -$30.5K
NOK icon
731
Nokia
NOK
$51.8B
$126K 0.01%
+31,739
New +$132K
AOD
732
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$124K 0.01%
13,030
+271
+2% +$2.5K
OR icon
733
OR Royalties Inc
OR
$5.54B
$117K 0.01%
+10,600
New +$121K
NOVN
734
DELISTED
Novan, Inc. Common Stock
NOVN
$63K ﹤0.01%
4,022
+161
+4% +$2.42K
POWW icon
735
Outdoor Holding Co
POWW
$250M
$62K ﹤0.01%
+10,440
New +$67.2K
HEPA
736
DELISTED
Hepion Pharmaceuticals
HEPA
$58K ﹤0.01%
31
-8
-21% -$17.5K
SQFT icon
737
Presidio Property Trust
SQFT
$3.01M
$52K ﹤0.01%
+1,412
New +$53.1K
RIG icon
738
Transocean
RIG
$5.84B
$41K ﹤0.01%
+11,322
New +$39.4K
ASAP
739
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$41K ﹤0.01%
700
-45
-6% -$2.99K
PXJ icon
740
Invesco Oil & Gas Services ETF
PXJ
$65M
$34K ﹤0.01%
+2,037
New +$35.1K
CHMA
741
DELISTED
Chiasma, Inc. Common Stock
CHMA
$34K ﹤0.01%
+10,913
New +$41.9K
CLRB icon
742
Cellectar Biosciences
CLRB
$19.3M
$24K ﹤0.01%
+49
New +$29.1K
NMTR
743
DELISTED
9 Meters Biopharma
NMTR
$24K ﹤0.01%
1,050
+300
+40% +$9.22K
CARR icon
744
Carrier Global
CARR
$57.6B
– –
-28,891
Closed -$1.09M
CPRT icon
745
Copart
CPRT
$27.6B
– –
-6,776
Closed -$215K
DDD icon
746
3D Systems Corp
DDD
$430M
– –
-26,450
Closed -$277K
DDOG icon
747
Datadog
DDOG
$89.7B
– –
-2,281
Closed -$224K
DVA icon
748
DaVita
DVA
$15.2B
– –
-1,768
Closed -$208K
EDIT icon
749
Editas Medicine
EDIT
$411M
– –
-4,334
Closed -$304K
EFG icon
750
iShares MSCI EAFE Growth ETF
EFG
$16.4B
– –
-2,294
Closed -$231K
28 29
30
31 32

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2021 Portfolio in Review

As of Q1 2021, Prospera Financial Services held 789 positions worth $1.69B, up 16% from $1.45B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q1 2021, opening 121 new positions and adding to 355 existing holdings. Its largest new stake was State Street SPDR FTSE International Government Inflation-Protected Bond ETF: 98,733 shares worth $5.48M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Blackstone, an estimated $5.05M trimmed.

  • Prospera Financial Services's largest Q1 2021 buy was State Street SPDR FTSE International Government Inflation-Protected Bond ETF: 98,733 shares worth $5.48M.
  • Prospera Financial Services added most to Apple in Q1 2021, an estimated $8.15M increase.
  • Prospera Financial Services's biggest Q1 2021 reduction was Blackstone, cutting an estimated $5.05M.
  • Prospera Financial Services fully exited SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2021, selling an estimated $32.6M.
  • Prospera Financial Services's ten largest holdings make up 25% of its $1.69B portfolio in Q1 2021.
  • Prospera Financial Services opened 121 new positions and closed 46 in Q1 2021.
  • Prospera Financial Services's portfolio value rose 16% quarter-over-quarter to $1.69B.

Based on Prospera Financial Services's 13F filing for Q1 2021, filed 6 May 2021.