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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVGO
726
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$37K 0.01%
+265
New +$32.3K
ADM icon
727
Archer Daniels Midland
ADM
$38.7B
$36K 0.01%
+769
New +$33.6K
BOTZ icon
728
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.14B
$36K 0.01%
+1,275
New +$33.6K
FNDF icon
729
Schwab Fundamental International Large Company Index ETF
FNDF
$24.4B
$36K 0.01%
+1,445
New +$35.9K
HBI
730
DELISTED
Hanesbrands
HBI
$36K 0.01%
2,275
-13,695
-86% -$201K
IMCV icon
731
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.15B
$36K 0.01%
+825
New +$36.4K
MUC icon
732
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$36K 0.01%
+2,608
New +$37.7K
NAC icon
733
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$36K 0.01%
+2,463
New +$36.1K
UDR icon
734
UDR
UDR
$12.8B
$36K 0.01%
+1,118
New +$39.3K
VOX icon
735
Vanguard Communication Services ETF
VOX
$5.68B
$36K 0.01%
+357
New +$36.2K
VTEB icon
736
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$36K 0.01%
+656
New +$35.8K
CII icon
737
BlackRock Enhanced Captial and Income Fund
CII
$964M
$35K 0.01%
+2,291
New +$35K
CNC icon
738
Centene
CNC
$30.5B
$35K 0.01%
606
-12,710
-95% -$790K
HEI.A icon
739
HEICO Corp Class A
HEI.A
$36B
$35K 0.01%
+400
New +$33.8K
LSAF icon
740
LeaderShares AlphaFactor US Core Equity ETF
LSAF
$124M
$35K 0.01%
1,390
-10,839
-89% -$270K
WYNN icon
741
Wynn Resorts
WYNN
$10.3B
$35K 0.01%
+487
New +$38.6K
VMW
742
DELISTED
VMware, Inc
VMW
$35K 0.01%
247
-1,043
-81% -$148K
PPD
743
DELISTED
PPD, Inc. Common Stock
PPD
$35K 0.01%
+940
New +$29.8K
DIS icon
744
Walt Disney
DIS
$171B
$34K 0.01%
278
-21,141
-99% -$2.64M
FMHI icon
745
First Trust Municipal High Income ETF
FMHI
$991M
$34K 0.01%
660
-5,780
-90% -$299K
K
746
DELISTED
Kellanova
K
$34K 0.01%
+557
New +$35.3K
MNST icon
747
Monster Beverage
MNST
$95.1B
$34K 0.01%
+858
New +$33.9K
RNEM icon
748
First Trust Emerging Markets Equity Select ETF
RNEM
$17M
$34K 0.01%
+833
New +$35.9K
SCZ icon
749
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
$34K 0.01%
+574
New +$32.9K
SIRI icon
750
SiriusXM
SIRI
$11B
$34K 0.01%
+630
New +$36.1K
28 29
30
31 32

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.