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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COWZ icon
51
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$14.5M 0.4%
266,681
+30,469
+13% +$1.69M
AGG icon
52
iShares Core US Aggregate Bond ETF
AGG
$138B
$14.4M 0.4%
147,985
+2,704
+2% +$261K
JNJ icon
53
Johnson & Johnson
JNJ
$635B
$13.7M 0.38%
93,837
-460
-0.5% -$68.4K
MGK icon
54
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$13.7M 0.38%
218,140
+72,455
+50% +$4.23M
ADBE icon
55
Adobe
ADBE
$89.5B
$13.5M 0.38%
24,344
+9,634
+65% +$4.67M
MCD icon
56
McDonald's
MCD
$188B
$13.5M 0.38%
52,892
+2,873
+6% +$762K
V icon
57
Visa
V
$677B
$13.3M 0.37%
50,479
+8,164
+19% +$2.24M
CGGR icon
58
Capital Group Growth ETF
CGGR
$23.5B
$13.1M 0.36%
398,376
+185,678
+87% +$5.89M
CRM icon
59
Salesforce
CRM
$134B
$13M 0.36%
50,744
+12,030
+31% +$3.22M
FVC icon
60
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$12.8M 0.36%
362,060
-35,016
-9% -$1.2M
IBM icon
61
IBM
IBM
$202B
$12.6M 0.35%
72,583
+23,357
+47% +$4.06M
DIA icon
62
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$12.4M 0.34%
31,587
+2,228
+8% +$865K
ABBV icon
63
AbbVie
ABBV
$458B
$12.3M 0.34%
71,848
+5,062
+8% +$839K
RDVI icon
64
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.48B
$12.1M 0.34%
516,423
+76,482
+17% +$1.81M
BAC icon
65
Bank of America
BAC
$435B
$12M 0.33%
301,581
+14,205
+5% +$544K
FTGS icon
66
First Trust Growth Strength ETF
FTGS
$1.26B
$11.7M 0.33%
+385,123
New +$11.5M
RFDA icon
67
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
$11.5M 0.32%
216,905
-3,493
-2% -$178K
KNG icon
68
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
$11.4M 0.32%
225,152
+88,909
+65% +$4.6M
RLI icon
69
RLI Corp
RLI
$5.68B
$11.4M 0.32%
+161,750
New +$11.6M
CSCO icon
70
Cisco
CSCO
$450B
$11.2M 0.31%
235,987
+5,940
+3% +$282K
AMLP icon
71
Alerian MLP ETF
AMLP
$13B
$11.2M 0.31%
233,412
+1,371
+0.6% +$64.1K
ABT icon
72
Abbott
ABT
$180B
$11.1M 0.31%
107,072
+5,909
+6% +$627K
SLV icon
73
iShares Silver Trust
SLV
$28.1B
$11.1M 0.31%
416,500
+301,000
+261% +$7.92M
NVO
74
Novo Nordisk
NVO
$216B
$10.8M 0.3%
75,908
+6,250
+9% +$828K
CMCSA icon
75
Comcast
CMCSA
$79.1B
$10.5M 0.29%
267,377
+15,206
+6% +$595K
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.