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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDL icon
51
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$12.8M 0.38%
331,705
+11,286
+4% +$413K
CAT icon
52
Caterpillar
CAT
$409B
$12.8M 0.38%
34,808
-2,392
-6% -$765K
AMD icon
53
Advanced Micro Devices
AMD
$851B
$12.8M 0.38%
70,661
+16,820
+31% +$2.94M
ABBV icon
54
AbbVie
ABBV
$458B
$12.2M 0.36%
66,786
+6,822
+11% +$1.18M
V icon
55
Visa
V
$677B
$11.8M 0.35%
42,315
+1,463
+4% +$404K
DIA icon
56
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$11.7M 0.35%
29,359
+3,130
+12% +$1.21M
CRM icon
57
Salesforce
CRM
$134B
$11.7M 0.35%
38,714
+9,041
+30% +$2.61M
FJAN icon
58
FT Vest US Equity Buffer ETF January
FJAN
$1.41B
$11.6M 0.34%
+275,229
New +$11.3M
ABT icon
59
Abbott
ABT
$180B
$11.5M 0.34%
101,163
+7,849
+8% +$900K
CSCO icon
60
Cisco
CSCO
$450B
$11.5M 0.34%
230,047
-4,498
-2% -$224K
VTI icon
61
Vanguard Total Stock Market ETF
VTI
$654B
$11.5M 0.34%
44,112
+4,120
+10% +$1.02M
RFDA icon
62
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
$11.2M 0.33%
220,398
-806
-0.4% -$39K
AMLP icon
63
Alerian MLP ETF
AMLP
$13B
$11M 0.33%
232,041
+12,256
+6% +$551K
CMCSA icon
64
Comcast
CMCSA
$79.1B
$10.9M 0.33%
252,171
+2,196
+0.9% +$94.7K
BAC icon
65
Bank of America
BAC
$435B
$10.9M 0.32%
287,376
+4,544
+2% +$156K
LOW icon
66
Lowe's Companies
LOW
$116B
$10.9M 0.32%
42,727
+4,568
+12% +$1.05M
LMBS icon
67
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$10.9M 0.32%
225,567
+38,310
+20% +$1.85M
RDVI icon
68
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.48B
$10.8M 0.32%
439,941
+15,531
+4% +$359K
IWF icon
69
iShares Russell 1000 Growth ETF
IWF
$122B
$10.6M 0.32%
125,992
+5,432
+5% +$438K
DJAN icon
70
FT Vest US Equity Deep Buffer ETF January
DJAN
$471M
$10.1M 0.3%
+279,700
New +$9.86M
DGRO icon
71
iShares Core Dividend Growth ETF
DGRO
$42.6B
$9.68M 0.29%
166,668
-2,532
-1% -$141K
ACN icon
72
Accenture
ACN
$89.9B
$9.54M 0.28%
27,524
+4,377
+19% +$1.6M
IWD icon
73
iShares Russell 1000 Value ETF
IWD
$82B
$9.49M 0.28%
52,987
+502
+1% +$84.9K
IBM icon
74
IBM
IBM
$202B
$9.4M 0.28%
49,226
+26,355
+115% +$4.81M
PNC icon
75
PNC Financial Services
PNC
$100B
$9.29M 0.28%
57,499
-488
-0.8% -$73.5K
1 2
3
4 5

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.