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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDL icon
51
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$11.5M 0.38%
320,419
-180,110
-36% -$6.1M
CAT icon
52
Caterpillar
CAT
$409B
$11M 0.36%
37,200
+2,411
+7% +$625K
CMCSA icon
53
Comcast
CMCSA
$79.1B
$11M 0.36%
249,975
-9,219
-4% -$395K
COWZ icon
54
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$10.9M 0.36%
210,201
-1,075
-0.5% -$53.4K
V icon
55
Visa
V
$677B
$10.6M 0.35%
40,852
+149
+0.4% +$36.7K
RFDA icon
56
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
$10.5M 0.35%
221,204
+6,040
+3% +$272K
CGDV icon
57
Capital Group Dividend Value ETF
CGDV
$36.6B
$10.4M 0.35%
349,204
+12,313
+4% +$340K
ABT icon
58
Abbott
ABT
$180B
$10.3M 0.34%
93,314
-130
-0.1% -$13K
BILS icon
59
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.84B
$9.93M 0.33%
100,228
-37,846
-27% -$3.75M
DIA icon
60
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$9.88M 0.33%
26,229
-1,527
-6% -$534K
IJR icon
61
iShares Core S&P Small-Cap ETF
IJR
$109B
$9.86M 0.33%
91,041
+8,772
+11% +$845K
RDVI icon
62
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.48B
$9.8M 0.32%
424,410
+180,911
+74% +$3.87M
BAC icon
63
Bank of America
BAC
$435B
$9.52M 0.32%
282,832
+1,290
+0.5% +$37.6K
VTI icon
64
Vanguard Total Stock Market ETF
VTI
$654B
$9.49M 0.31%
39,992
-1,631
-4% -$361K
PLD icon
65
Prologis
PLD
$138B
$9.43M 0.31%
70,752
+1,257
+2% +$143K
IYE icon
66
iShares US Energy ETF
IYE
$1.74B
$9.35M 0.31%
212,029
+179,258
+547% +$8.05M
AMLP icon
67
Alerian MLP ETF
AMLP
$13B
$9.35M 0.31%
219,785
+105,269
+92% +$4.46M
ABBV icon
68
AbbVie
ABBV
$458B
$9.29M 0.31%
59,964
+3,077
+5% +$449K
IWF icon
69
iShares Russell 1000 Growth ETF
IWF
$122B
$9.14M 0.3%
120,560
+21,952
+22% +$1.55M
DGRO icon
70
iShares Core Dividend Growth ETF
DGRO
$42.6B
$9.11M 0.3%
169,200
-319
-0.2% -$16.2K
LMBS icon
71
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$9.05M 0.3%
187,257
+104,359
+126% +$4.95M
PNC icon
72
PNC Financial Services
PNC
$100B
$8.98M 0.3%
57,987
-4,415
-7% -$572K
BA icon
73
Boeing
BA
$165B
$8.69M 0.29%
33,351
+3,165
+10% +$677K
IWD icon
74
iShares Russell 1000 Value ETF
IWD
$82B
$8.67M 0.29%
52,485
+18,991
+57% +$2.93M
UPS icon
75
United Parcel Service
UPS
$97.6B
$8.59M 0.28%
54,604
-5,839
-10% -$883K
1 2
3
4 5

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.