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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRLN icon
51
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$7.59M 0.32%
168,740
+23,586
+16% +$1.07M
VOO icon
52
Vanguard S&P 500 ETF
VOO
$968B
$7.58M 0.32%
18,262
+8,422
+86% +$3.45M
MDY icon
53
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$7.58M 0.32%
15,454
+41
+0.3% +$19.9K
SPIP icon
54
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$7.52M 0.32%
248,670
+16,108
+7% +$493K
GOOG icon
55
Alphabet (Google) Class C
GOOG
$3.9T
$7.49M 0.31%
53,600
-35,060
-40% -$4.77M
MS icon
56
Morgan Stanley
MS
$337B
$7.46M 0.31%
85,377
-4,263
-5% -$411K
VTV icon
57
Vanguard Value ETF
VTV
$189B
$7.43M 0.31%
50,226
+2,261
+5% +$330K
SPYG icon
58
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$7.41M 0.31%
111,954
+97,731
+687% +$6.36M
CRM icon
59
Salesforce
CRM
$134B
$7.36M 0.31%
34,682
-11,399
-25% -$2.45M
MRK icon
60
Merck
MRK
$324B
$7.31M 0.31%
89,044
+26,638
+43% +$2.1M
DVY icon
61
iShares Select Dividend ETF
DVY
$24B
$7.12M 0.3%
55,559
+25,799
+87% +$3.22M
NEE icon
62
NextEra Energy
NEE
$187B
$7.1M 0.3%
83,780
-5,382
-6% -$431K
AES icon
63
AES
AES
$10.6B
$7.08M 0.3%
275,290
+3,449
+1% +$78K
ALLY icon
64
Ally Financial
ALLY
$13.1B
$7.05M 0.3%
162,254
-13,314
-8% -$629K
USMV icon
65
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$7.05M 0.3%
90,853
+2,738
+3% +$207K
SKYY icon
66
First Trust Cloud Computing ETF
SKYY
$2.74B
$7.01M 0.29%
77,473
-7,857
-9% -$706K
OLN icon
67
Olin
OLN
$2.64B
$7.01M 0.29%
134,104
-22,212
-14% -$1.14M
RFDA icon
68
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
$6.99M 0.29%
145,044
-9,915
-6% -$467K
AZN icon
69
AstraZeneca
AZN
$263B
$6.89M 0.29%
51,946
+47,888
+1,180% +$5.74M
BCX icon
70
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$6.74M 0.28%
610,316
+373,713
+158% +$3.81M
VO icon
71
Vanguard Mid-Cap ETF
VO
$106B
$6.71M 0.28%
112,768
+17,224
+18% +$1.01M
IWM icon
72
iShares Russell 2000 ETF
IWM
$80.9B
$6.71M 0.28%
32,658
-11,536
-26% -$2.35M
RTX icon
73
RTX Corp
RTX
$287B
$6.69M 0.28%
67,510
+12,389
+22% +$1.17M
BDX icon
74
Becton Dickinson
BDX
$43.1B
$6.67M 0.28%
25,698
+15,104
+143% +$3.89M
FTSL icon
75
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$6.65M 0.28%
141,298
-1,530
-1% -$72.6K
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.