We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
51
State Street Energy Select Sector SPDR ETF
XLE
$39.1B
$1.18M 0.45%
78,532
-29,024
-27% -$515K
FMB icon
52
First Trust Managed Municipal ETF
FMB
$2.04B
$1.16M 0.44%
20,857
+2,326
+13% +$130K
FTSM icon
53
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$1.07M 0.41%
17,904
-60,269
-77% -$3.62M
HYG icon
54
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$1.04M 0.4%
12,451
-1,812
-13% -$153K
XLP icon
55
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$1.04M 0.4%
16,222
-14,843
-48% -$937K
OKTA icon
56
Okta
OKTA
$24B
$1.03M 0.39%
4,815
-11,804
-71% -$2.46M
HON icon
57
Honeywell
HON
$77.3B
$1M 0.38%
6,475
-9,000
-58% -$1.34M
IWV icon
58
iShares Russell 3000 ETF
IWV
$19.4B
$992K 0.38%
5,068
-2,514
-33% -$486K
KO icon
59
Coca-Cola
KO
$360B
$949K 0.36%
19,222
-20,342
-51% -$978K
QQQH
60
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$374M
$924K 0.35%
+17,898
New +$974K
GNMA icon
61
iShares GNMA Bond ETF
GNMA
$423M
$898K 0.34%
+17,570
New +$899K
EPD icon
62
Enterprise Products Partners
EPD
$82.9B
$888K 0.34%
56,284
+4,569
+9% +$80K
TXN icon
63
Texas Instruments
TXN
$252B
$872K 0.33%
6,169
-8,985
-59% -$1.22M
LRGE icon
64
ClearBridge Large Cap Growth Select ETF
LRGE
$369M
$793K 0.3%
+17,301
New +$768K
BMY icon
65
Bristol-Myers Squibb
BMY
$128B
$771K 0.29%
12,793
-3,012
-19% -$181K
VEA icon
66
Vanguard FTSE Developed Markets ETF
VEA
$226B
$761K 0.29%
18,605
+4,470
+32% +$183K
LOW icon
67
Lowe's Companies
LOW
$119B
$759K 0.29%
4,577
-28,129
-86% -$4.33M
BABA icon
68
Alibaba
BABA
$274B
$723K 0.28%
2,460
-3,009
-55% -$793K
TT icon
69
Trane Technologies
TT
$105B
$714K 0.27%
5,885
+3,408
+138% +$383K
SHOP icon
70
Shopify
SHOP
$163B
$708K 0.27%
6,920
-4,180
-38% -$416K
PYPL icon
71
PayPal
PYPL
$49.6B
$703K 0.27%
3,570
-6,069
-63% -$1.14M
FTSL icon
72
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$659K 0.25%
14,316
-37,133
-72% -$1.71M
LLY icon
73
Eli Lilly
LLY
$1.07T
$649K 0.25%
4,384
-23,136
-84% -$3.58M
IPKW icon
74
Invesco International BuyBack Achievers ETF
IPKW
$538M
$646K 0.25%
20,565
-11,432
-36% -$359K
FDN icon
75
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.93B
$618K 0.24%
3,281
-16,011
-83% -$2.95M
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.