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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
+1.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$498M
AUM Growth
+$14.3M
(+3%)
Cap. Flow
+$9.71M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
40.83%
Holding
418
New
63
Increased
179
Reduced
105
Closed
38
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$57.2M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$19.7M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$19.6M |
| 4 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$7.03M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$7.01M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$21.7M |
| 2 |
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
|
+$20M |
| 3 |
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
|
+$19.4M |
| 4 |
State Street SPDR ICE Preferred Securities ETF
PSK
|
+$12.9M |
| 5 |
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
|
+$12.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 3.45% |
| 2 | Energy | 3.39% |
| 3 | Communication Services | 3.38% |
| 4 | Technology | 3.26% |
| 5 | Consumer Staples | 3.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BSJJ
51
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
| $1.82M | 0.37% |
75,250
+5,850
| +8% | +$141K |
|
52
Meta Platforms (Facebook)
META
$1.54T
| $1.82M | 0.37% |
14,213
+2,279
| +19% | +$283K |
|
53
Microsoft
MSFT
$2.83T
| $1.81M | 0.36% |
31,440
+970
| +3% | +$54.8K |
|
54
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$106M
| $1.81M | 0.36% |
84,800
+7,975
| +10% | +$169K |
|
|
ETP
55
DELISTED
Energy Transfer Partners L.p.
ETP
| $1.8M | 0.36% |
48,694
-9,889
| -17% | -$389K |
|
56
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
| $1.64M | 0.33% |
35,226
+6,226
| +21% | +$299K |
|
|
JPS
57
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $1.64M | 0.33% |
170,600
-15,625
| -8% | -$149K |
|
58
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $1.61M | 0.32% |
18,427
+4,265
| +30% | +$367K |
|
59
Chevron
CVX
$387B
| $1.51M | 0.3% |
14,695
+565
| +4% | +$57.7K |
|
60
Prospect Capital
PSEC
$1.06B
| $1.49M | 0.3% |
183,960
+9,150
| +5% | +$75.5K |
|
|
GG
61
DELISTED
Goldcorp Inc
GG
| $1.45M | 0.29% |
87,580
-39,911
| -31% | -$704K |
|
62
iShares Select Dividend ETF
DVY
$23.6B
| $1.43M | 0.29% |
16,720
+5,229
| +46% | +$451K |
|
|
CHY
63
Calamos Convertible and High Income Fund
CHY
$1.05B
| $1.43M | 0.29% |
130,033
+4,748
| +4% | +$52.9K |
|
64
Enterprise Products Partners
EPD
$83.9B
| $1.42M | 0.29% |
51,465
-415
| -0.8% | -$11.5K |
|
65
iShares MSCI Indonesia ETF
EIDO
$481M
| $1.38M | 0.28% |
52,342
+8,586
| +20% | +$221K |
|
66
Procter & Gamble
PG
$342B
| $1.38M | 0.28% |
15,407
+20
| +0.1% | +$1.74K |
|
67
iShares MSCI EAFE ETF
EFA
$76.1B
| $1.34M | 0.27% |
22,648
+371
| +2% | +$21.5K |
|
68
Plains All American Pipeline
PAA
$17.4B
| $1.32M | 0.27% |
42,018
-14,400
| -26% | -$412K |
|
69
Duke Energy
DUK
$101B
| $1.31M | 0.26% |
16,426
+803
| +5% | +$66.5K |
|
70
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $1.31M | 0.26% |
12,908
+1,430
| +12% | +$145K |
|
71
iShares MSCI New Zealand ETF
ENZL
$67.1M
| $1.3M | 0.26% |
+27,870
| New | +$1.28M |
|
72
iShares Gold Trust
IAU
$62.9B
| $1.3M | 0.26% |
51,144
+6,489
| +15% | +$167K |
|
73
First Trust Senior Loan Fund ETF
FTSL
$2.3B
| $1.29M | 0.26% |
26,634
+6,758
| +34% | +$327K |
|
74
Intel
INTC
$504B
| $1.28M | 0.26% |
33,998
+7,582
| +29% | +$268K |
|
75
Alphabet (Google) Class C
GOOG
$3.88T
| $1.24M | 0.25% |
32,000
+960
| +3% | +$36.5K |
|
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Prospera Financial Services's Q3 2016 Portfolio in Review
As of Q3 2016, Prospera Financial Services held 418 positions worth $498M, up 3% from $484M the previous quarter. Its ten largest holdings account for 41% of the portfolio.
Prospera Financial Services's Q3 2016 filing shows 63 new, 179 increased, 105 reduced and 38 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $21.7M.
By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.2% a quarter earlier, followed by Energy and Communication Services.
- Prospera Financial Services's largest Q3 2016 buy was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M.
- Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2016, an estimated $57.2M increase.
- Prospera Financial Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $21.7M.
- Prospera Financial Services fully exited State Street SPDR Bloomberg International Treasury Bond ETF in Q3 2016, selling an estimated $20M.
- Prospera Financial Services's ten largest holdings make up 41% of its $498M portfolio in Q3 2016.
- Prospera Financial Services opened 63 new positions and closed 38 in Q3 2016.
- Prospera Financial Services's portfolio value rose 3% quarter-over-quarter to $498M.
Based on Prospera Financial Services's 13F filing for Q3 2016, filed 12 Oct 2016.