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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
-5.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$395M
AUM Growth
-$25M
(-5.9%)
Cap. Flow
+$3.42M
Cap. Flow
% of AUM
0.86%
Top 10 Holdings %
Top 10 Hldgs %
50.9%
Holding
346
New
45
Increased
107
Reduced
113
Closed
57
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$20.3M |
| 2 |
iShares 0-1 Year Treasury Bond ETF
SHV
|
+$7.2M |
| 3 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$6.78M |
| 4 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$3.56M |
| 5 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$2.47M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
|
+$6.51M |
| 2 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$5.94M |
| 3 |
iShares US Financials ETF
IYF
|
+$4.73M |
| 4 |
iShares US Healthcare ETF
IYH
|
+$4.48M |
| 5 |
iShares US Energy ETF
IYE
|
+$4.31M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 3.71% |
| 2 | Consumer Staples | 3.19% |
| 3 | Communication Services | 2.93% |
| 4 | Technology | 2.84% |
| 5 | Healthcare | 2.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CHY
51
Calamos Convertible and High Income Fund
CHY
$1.03B
| $1.07M | 0.27% |
98,785
+7,097
| +8% | +$84.6K |
|
52
Gilead Sciences
GILD
$161B
| $1.06M | 0.27% |
11,449
+185
| +2% | +$20.5K |
|
53
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $1.06M | 0.27% |
5,556
-13,897
| -71% | -$2.82M |
|
54
iShares MSCI Belgium ETF
EWK
$163M
| $1.01M | 0.26% |
61,645
-4,446
| -7% | -$77.3K |
|
55
Southern Company
SO
$110B
| $986K | 0.25% |
+22,053
| New | +$968K |
|
56
PepsiCo
PEP
$186B
| $973K | 0.25% |
10,518
-3,548
| -25% | -$338K |
|
57
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
| $960K | 0.24% |
21,472
+694
| +3% | +$32.2K |
|
58
GE Aerospace
GE
$367B
| $948K | 0.24% |
8,070
+25
| +0.3% | +$3.06K |
|
59
Arrow Dow Jones Global Yield ETF
GYLD
$36.5M
| $942K | 0.24% |
49,078
+2,007
| +4% | +$42.2K |
|
60
iShares Dow Jones US ETF
IYY
$2.92B
| $942K | 0.24% |
19,528
-1,496
| -7% | -$76.6K |
|
61
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $929K | 0.24% |
26,070
-9,955
| -28% | -$382K |
|
62
iShares National Muni Bond ETF
MUB
$45.1B
| $926K | 0.23% |
8,455
+1,339
| +19% | +$146K |
|
|
63
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
| $926K | 0.23% |
12,589
-76,302
| -86% | -$5.94M |
|
64
Procter & Gamble
PG
$343B
| $925K | 0.23% |
13,412
-2,482
| -16% | -$186K |
|
65
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
| $903K | 0.23% |
16,018
-4,548
| -22% | -$302K |
|
66
iShares MSCI Switzerland ETF
EWL
$2.12B
| $893K | 0.23% |
29,205
-2,271
| -7% | -$74.1K |
|
67
Chevron
CVX
$388B
| $884K | 0.22% |
11,602
+1
| +0% | +$84 |
|
68
Walt Disney
DIS
$165B
| $876K | 0.22% |
9,919
+3,252
| +49% | +$354K |
|
|
BSJI
69
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
| $870K | 0.22% |
35,300
-10,698
| -23% | -$271K |
|
|
TIER
70
DELISTED
TIER REIT, Inc.
TIER
| $864K | 0.22% |
+58,685
| New | +$938K |
|
71
Alphabet (Google) Class C
GOOG
$3.9T
| $863K | 0.22% |
28,340
+16,380
| +137% | +$503K |
|
72
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $855K | 0.22% |
+13,971
| New | +$853K |
|
73
iShares MSCI Philippines ETF
EPHE
$127M
| $833K | 0.21% |
24,215
-5,267
| -18% | -$193K |
|
74
Pfizer
PFE
$140B
| $821K | 0.21% |
27,554
+11,180
| +68% | +$358K |
|
75
Cardiff Oncology
CRDF
$64.3M
| $813K | 0.21% |
1,983
+570
| +40% | +$298K |
|
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Prospera Financial Services's Q3 2015 Portfolio in Review
As of Q3 2015, Prospera Financial Services held 346 positions worth $395M, down 5.9% from $420M the previous quarter. Its ten largest holdings account for 51% of the portfolio.
Prospera Financial Services's Q3 2015 filing shows 45 new, 107 increased, 113 reduced and 57 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M. The largest sale was State Street Consumer Discretionary Select Sector SPDR ETF, an estimated $6.51M.
By sector, the portfolio is most concentrated in Energy at 3.7% of assets, down from 3.9% a quarter earlier, followed by Consumer Staples and Communication Services.
- Prospera Financial Services's largest Q3 2015 buy was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M.
- Prospera Financial Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $20.3M increase.
- Prospera Financial Services's biggest Q3 2015 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $6.51M.
- Prospera Financial Services fully exited iShares US Financials ETF in Q3 2015, selling an estimated $4.73M.
- Prospera Financial Services's ten largest holdings make up 51% of its $395M portfolio in Q3 2015.
- Prospera Financial Services opened 45 new positions and closed 57 in Q3 2015.
- Prospera Financial Services's portfolio value fell 5.9% quarter-over-quarter to $395M.
Based on Prospera Financial Services's 13F filing for Q3 2015, filed 16 Oct 2015.