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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.74%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$371M
AUM Growth
+$1.35M
Cap. Flow
+$9.31M
Cap. Flow %
2.51%
Top 10 Hldgs %
44.7%
Holding
311
New
42
Increased
135
Reduced
72
Closed
37

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$17.6M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$3.51M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.15M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.68M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$2.23M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$15.1M
2
IYE icon
iShares US Energy ETF
IYE
+$14.8M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.38M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.92M
5
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$1.68M

Sector Composition

Rank Sector Weight
1 Energy 4.64%
2 Technology 3.13%
3 Communication Services 2.84%
4 Consumer Staples 2.68%
5 Materials 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHY
51
Calamos Convertible and High Income Fund
CHY
$1.05B
$1.25M 0.34%
87,941
-26,289
-23% -$382K
GPRO icon
52
GoPro
GPRO
$117M
$1.23M 0.33%
+13,100
New +$670K
EFA icon
53
iShares MSCI EAFE ETF
EFA
$76.5B
$1.21M 0.33%
18,878
+234
+1% +$15.6K
VPU
54
Vanguard Utilities ETF
VPU
$8.86B
$1.11M 0.3%
12,163
+93
+0.8% +$8.6K
MVV icon
55
ProShares Ultra MidCap400
MVV
$155M
$1.1M 0.3%
50,409
-1,638
-3% -$38K
QQQ icon
56
Invesco QQQ Trust
QQQ
$459B
$1.06M 0.29%
10,736
-19,701
-65% -$1.92M
GE icon
57
GE Aerospace
GE
$366B
$1.04M 0.28%
8,736
+873
+11% +$109K
GLD icon
58
SPDR Gold Trust
GLD
$131B
$995K 0.27%
8,699
-410
-5% -$50.5K
FXD icon
59
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$259M
$899K 0.24%
37,585
+11,689
+45% +$388K
EPD icon
60
Enterprise Products Partners
EPD
$84.1B
$894K 0.24%
22,183
+115
+0.5% +$4.51K
STX icon
61
Seagate
STX
$202B
$889K 0.24%
15,516
+479
+3% +$28.4K
GILD icon
62
Gilead Sciences
GILD
$162B
$864K 0.23%
8,720
+370
+4% +$36.2K
RSP icon
63
Invesco S&P 500 Equal Weight ETF
RSP
$95.7B
$843K 0.23%
11,811
-10,984
-48% -$843K
GYLD icon
64
Arrow Dow Jones Global Yield ETF
GYLD
$36.7M
$838K 0.23%
31,851
+7,799
+32% +$216K
ETV
65
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$831K 0.22%
+56,046
New +$843K
LMT icon
66
Lockheed Martin
LMT
$133B
$826K 0.22%
4,795
+566
+13% +$96.3K
SBUX icon
67
Starbucks
SBUX
$119B
$816K 0.22%
24,126
-9,666
-29% -$374K
BSJH
68
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$814K 0.22%
30,426
+21,851
+255% +$592K
XLK icon
69
State Street Technology Select Sector SPDR ETF
XLK
$116B
$813K 0.22%
40,734
+2,342
+6% +$46.4K
BP icon
70
BP
BP
$113B
$812K 0.22%
22,596
+10,559
+88% +$418K
VYM icon
71
Vanguard High Dividend Yield ETF
VYM
$80.7B
$808K 0.22%
12,174
+234
+2% +$15.6K
BAC icon
72
Bank of America
BAC
$433B
$800K 0.22%
49,212
+2,346
+5% +$37.4K
IEF icon
73
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$793K 0.21%
7,655
-22,939
-75% -$2.38M
TLT icon
74
iShares 20+ Year Treasury Bond ETF
TLT
$42.2B
$789K 0.21%
6,785
+4,775
+238% +$549K
IBM icon
75
IBM
IBM
$199B
$781K 0.21%
5,003
-15
-0.3% -$2.73K
1 2
3
4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Prospera Financial Services held 311 positions worth $371M, up 0.36% from $370M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Prospera Financial Services's Q3 2014 filing shows 42 new, 135 increased, 72 reduced and 37 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M. The largest sale was iShares US Utilities ETF, an estimated $15.1M.

By sector, the portfolio is most concentrated in Energy at 4.6% of assets, down from 5% a quarter earlier, followed by Technology and Communication Services.

  • Prospera Financial Services's largest Q3 2014 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M.
  • Prospera Financial Services added most to iShares US Industrials ETF in Q3 2014, an estimated $3.51M increase.
  • Prospera Financial Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $2.38M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $15.1M.
  • Prospera Financial Services's ten largest holdings make up 45% of its $371M portfolio in Q3 2014.
  • Prospera Financial Services opened 42 new positions and closed 37 in Q3 2014.
  • Prospera Financial Services's portfolio value rose 0.36% quarter-over-quarter to $371M.

Based on Prospera Financial Services's 13F filing for Q3 2014, filed 16 Oct 2014.