We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$370M
AUM Growth
+$53M
Cap. Flow
+$30.7M
Cap. Flow %
8.31%
Top 10 Hldgs %
40.72%
Holding
298
New
45
Increased
130
Reduced
76
Closed
29

Top Buys

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$14.4M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$14.2M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$14.1M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.87M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.78M

Top Sells

Rank Stock Value
1
IYE icon
iShares US Energy ETF
IYE
+$8.36M
2
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$7.47M
3
IYW icon
iShares US Technology ETF
IYW
+$7.11M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.85M
5
IYH icon
iShares US Healthcare ETF
IYH
+$6.1M

Sector Composition

Rank Sector Weight
1 Energy 4.97%
2 Materials 3.19%
3 Technology 2.79%
4 Communication Services 2.55%
5 Financials 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCS
51
PIMCO Strategic Income Fund
RCS
$244M
$1.45M 0.39%
+135,231
New +$1.43M
PAAS icon
52
Pan American Silver
PAAS
$18.6B
$1.44M 0.39%
93,999
+3,438
+4% +$45.6K
SPY icon
53
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$1.41M 0.38%
7,191
-297
-4% -$56.5K
MSFT icon
54
Microsoft
MSFT
$2.83T
$1.32M 0.36%
31,784
+1,126
+4% +$45.6K
SBUX icon
55
Starbucks
SBUX
$118B
$1.31M 0.35%
33,792
+3,516
+12% +$128K
DWAS icon
56
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$444M
$1.29M 0.35%
33,054
+12,496
+61% +$462K
EFA icon
57
iShares MSCI EAFE ETF
EFA
$76.1B
$1.27M 0.34%
18,644
+1,845
+11% +$126K
UWM icon
58
ProShares Ultra Russell2000
UWM
$256M
$1.26M 0.34%
56,388
-82,292
-59% -$1.68M
IDLV icon
59
Invesco S&P International Developed Low Volatility ETF
IDLV
$335M
$1.25M 0.34%
37,443
+3,504
+10% +$116K
MVV icon
60
ProShares Ultra MidCap400
MVV
$153M
$1.25M 0.34%
+52,047
New +$1.15M
UST icon
61
ProShares Ultra 7-10 Year Treasury
UST
$13.3M
$1.25M 0.34%
+23,147
New +$1.22M
VPU
62
Vanguard Utilities ETF
VPU
$8.83B
$1.17M 0.32%
12,070
+586
+5% +$54.3K
GLD icon
63
SPDR Gold Trust
GLD
$130B
$1.17M 0.32%
9,109
+78
+0.9% +$9.69K
CVX icon
64
Chevron
CVX
$387B
$1.07M 0.29%
8,166
+2,162
+36% +$269K
FXH icon
65
First Trust Health Care AlphaDEX Fund
FXH
$1.01B
$1.05M 0.28%
19,641
-7,899
-29% -$402K
GDXJ icon
66
VanEck Junior Gold Miners ETF
GDXJ
$7.05B
$1.04M 0.28%
24,641
-1,670
-6% -$61.3K
GE icon
67
GE Aerospace
GE
$362B
$990K 0.27%
7,863
+182
+2% +$23.1K
FXU icon
68
First Trust Utilities AlphaDEX Fund
FXU
$838M
$916K 0.25%
+38,392
New +$877K
DFP
69
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$426M
$893K 0.24%
37,914
-6,066
-14% -$138K
IBM icon
70
IBM
IBM
$194B
$870K 0.24%
5,018
+648
+15% +$117K
EPD icon
71
Enterprise Products Partners
EPD
$83.9B
$864K 0.23%
22,068
+446
+2% +$16.5K
FXD icon
72
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$259M
$861K 0.23%
25,896
+2,434
+10% +$77.7K
STX icon
73
Seagate
STX
$207B
$854K 0.23%
+15,037
New +$810K
UPS icon
74
United Parcel Service
UPS
$97B
$826K 0.22%
8,046
-726
-8% -$72.9K
META icon
75
Meta Platforms (Facebook)
META
$1.54T
$818K 0.22%
12,160
+7,170
+144% +$441K
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Prospera Financial Services held 298 positions worth $370M, up 17% from $317M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Prospera Financial Services deployed $30.7M of net new capital in Q2 2014, opening 45 new positions and adding to 130 existing holdings. Its largest new stake was iShares US Utilities ETF: 270,280 shares worth $15.1M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 5.1% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was iShares US Energy ETF, an estimated $8.36M trimmed.

  • Prospera Financial Services's largest Q2 2014 buy was iShares US Utilities ETF: 270,280 shares worth $15.1M.
  • Prospera Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $2.87M increase.
  • Prospera Financial Services's biggest Q2 2014 reduction was iShares US Energy ETF, cutting an estimated $8.36M.
  • Prospera Financial Services fully exited Reynolds American Inc in Q2 2014, selling an estimated $573K.
  • Prospera Financial Services's ten largest holdings make up 41% of its $370M portfolio in Q2 2014.
  • Prospera Financial Services opened 45 new positions and closed 29 in Q2 2014.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $370M.

Based on Prospera Financial Services's 13F filing for Q2 2014, filed 7 Jul 2014.