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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.29%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$297M
AUM Growth
+$33.8M
Cap. Flow
+$16.8M
Cap. Flow %
5.63%
Top 10 Hldgs %
37.84%
Holding
311
New
70
Increased
67
Reduced
109
Closed
53

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
EXP icon
Eagle Materials
EXP
+$4.05M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.1M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.58M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.5M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.45M
4
BSJD
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
+$2.07M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.01M

Sector Composition

Rank Sector Weight
1 Energy 4.97%
2 Materials 3.22%
3 Technology 2.7%
4 Consumer Staples 2.63%
5 Communication Services 2.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIE icon
51
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$271M
$1.13M 0.38%
62,079
+18,899
+44% +$348K
MSFT icon
52
Microsoft
MSFT
$2.84T
$1.12M 0.38%
30,046
-4,989
-14% -$181K
GLD icon
53
SPDR Gold Trust
GLD
$131B
$1.12M 0.38%
9,617
+535
+6% +$65.7K
SBUX icon
54
Starbucks
SBUX
$118B
$1.06M 0.36%
27,072
-22,286
-45% -$882K
DIA icon
55
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$961K 0.32%
+5,809
New +$913K
EFA icon
56
iShares MSCI EAFE ETF
EFA
$76.4B
$941K 0.32%
14,029
+4,184
+42% +$273K
CWB icon
57
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$933K 0.31%
19,967
+2,552
+15% +$118K
EELV icon
58
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$427M
$933K 0.31%
33,622
+10,522
+46% +$295K
VPU
59
Vanguard Utilities ETF
VPU
$8.83B
$902K 0.3%
10,830
+3,512
+48% +$294K
DWAS icon
60
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$889K 0.3%
+22,394
New +$849K
LQD icon
61
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$874K 0.29%
7,650
-2,531
-25% -$289K
SPTI icon
62
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$862K 0.29%
+29,174
New +$869K
IGOV icon
63
iShares International Treasury Bond ETF
IGOV
$1.34B
$840K 0.28%
16,766
+7,446
+80% +$376K
IBND icon
64
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$453M
$774K 0.26%
21,119
+2,952
+16% +$107K
SPIB icon
65
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$754K 0.25%
22,433
+4,869
+28% +$165K
EPD icon
66
Enterprise Products Partners
EPD
$83.8B
$752K 0.25%
22,692
-6,394
-22% -$199K
IWC icon
67
iShares Micro-Cap ETF
IWC
$1.43B
$744K 0.25%
+9,898
New +$704K
GE icon
68
GE Aerospace
GE
$367B
$726K 0.24%
5,404
-2,458
-31% -$310K
BAC icon
69
Bank of America
BAC
$435B
$720K 0.24%
46,263
+5,690
+14% +$84.4K
PEP icon
70
PepsiCo
PEP
$186B
$699K 0.24%
8,433
-1,328
-14% -$110K
INTC icon
71
Intel
INTC
$464B
$687K 0.23%
26,465
-8,092
-23% -$196K
RSP icon
72
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$670K 0.23%
9,402
-3,248
-26% -$222K
LUMO
73
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$660K 0.22%
3,333
-1,203
-27% -$214K
VYM icon
74
Vanguard High Dividend Yield ETF
VYM
$81.1B
$652K 0.22%
10,460
+3,680
+54% +$222K
PBT
75
Permian Basin Royalty Trust
PBT
$1.36B
$627K 0.21%
48,722
-4,400
-8% -$62.6K
1 2
3
4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Prospera Financial Services held 311 positions worth $297M, up 13% from $264M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Prospera Financial Services deployed $16.8M of net new capital in Q4 2013, opening 70 new positions and adding to 67 existing holdings. Its largest new stake was ProShares Ultra S&P500: 529,312 shares worth $3.39M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 6.6% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $3.3M trimmed.

  • Prospera Financial Services's largest Q4 2013 buy was ProShares Ultra S&P500: 529,312 shares worth $3.39M.
  • Prospera Financial Services added most to State Street Consumer Staples Select Sector SPDR ETF in Q4 2013, an estimated $11M increase.
  • Prospera Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $3.3M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q4 2013, selling an estimated $9.5M.
  • Prospera Financial Services's ten largest holdings make up 38% of its $297M portfolio in Q4 2013.
  • Prospera Financial Services opened 70 new positions and closed 53 in Q4 2013.
  • Prospera Financial Services's portfolio value rose 13% quarter-over-quarter to $297M.

Based on Prospera Financial Services's 13F filing for Q4 2013, filed 13 Feb 2014.