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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$264M
AUM Growth
+$47.6M
Cap. Flow
+$39M
Cap. Flow %
14.79%
Top 10 Hldgs %
33.72%
Holding
274
New
43
Increased
118
Reduced
61
Closed
31

Top Buys

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.63M
2
IYH icon
iShares US Healthcare ETF
IYH
+$9.46M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.96M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$2.26M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.12M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.86M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$2.6M
3
DHC
Diversified Healthcare Trust
DHC
+$2.4M
4
SO icon
Southern Company
SO
+$1.84M
5
AEP icon
American Electric Power
AEP
+$1.76M

Sector Composition

Rank Sector Weight
1 Energy 6.59%
2 Technology 3.11%
3 Consumer Staples 2.76%
4 Communication Services 2.5%
5 Materials 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
51
SPDR Gold Trust
GLD
$131B
$1.13M 0.43%
9,082
+13
+0.1% +$1.67K
VWO icon
52
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.13M 0.43%
27,478
+1,873
+7% +$74.1K
FXU icon
53
First Trust Utilities AlphaDEX Fund
FXU
$840M
$1.1M 0.42%
+54,741
New +$1.11M
FXR icon
54
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$1.08M 0.41%
42,568
+765
+2% +$18.5K
FXL icon
55
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$1.07M 0.4%
38,635
+282
+0.7% +$7.39K
FXN icon
56
First Trust Energy AlphaDEX Fund
FXN
$398M
$1.03M 0.39%
44,527
+3,165
+8% +$71.4K
PIZ icon
57
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$718M
$1.03M 0.39%
40,814
+17,015
+71% +$394K
FXO icon
58
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$1.02M 0.39%
51,172
+528
+1% +$10.4K
FXZ icon
59
First Trust Materials AlphaDEX Fund
FXZ
$378M
$1.02M 0.39%
34,724
+161
+0.5% +$4.54K
VOE icon
60
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$1.01M 0.38%
13,711
+9,822
+253% +$709K
FEP icon
61
First Trust Europe AlphaDEX Fund
FEP
$513M
$1.01M 0.38%
32,450
+4,982
+18% +$147K
VEA icon
62
Vanguard FTSE Developed Markets ETF
VEA
$226B
$964K 0.37%
24,227
-3,625
-13% -$138K
FEM icon
63
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$928K 0.35%
+37,406
New +$891K
GE icon
64
GE Aerospace
GE
$367B
$911K 0.35%
7,862
+217
+3% +$24.9K
VBR icon
65
Vanguard Small-Cap Value ETF
VBR
$37.1B
$899K 0.34%
9,845
+4,932
+100% +$436K
EPD icon
66
Enterprise Products Partners
EPD
$83.8B
$898K 0.34%
29,086
+1,704
+6% +$52.1K
CVX icon
67
Chevron
CVX
$388B
$867K 0.33%
7,149
+467
+7% +$57.4K
LUMO
68
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$838K 0.32%
4,536
– –
BRK.B icon
69
Berkshire Hathaway Class B
BRK.B
$1.07T
$832K 0.32%
7,287
-630
-8% -$72.7K
RSP icon
70
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$831K 0.32%
12,650
+1,523
+14% +$98.2K
TIP icon
71
iShares TIPS Bond ETF
TIP
$14.5B
$811K 0.31%
7,214
-1,689
-19% -$188K
PIE icon
72
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$271M
$797K 0.3%
43,180
+18,281
+73% +$331K
CWB icon
73
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$790K 0.3%
17,415
+6,914
+66% +$307K
INTC icon
74
Intel
INTC
$464B
$789K 0.3%
34,557
+2,458
+8% +$56.6K
PEP icon
75
PepsiCo
PEP
$186B
$779K 0.3%
9,761
-136
-1% -$11.2K
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Prospera Financial Services held 274 positions worth $264M, up 22% from $216M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Prospera Financial Services deployed $39M of net new capital in Q3 2013, opening 43 new positions and adding to 118 existing holdings. Its largest new stake was iShares US Utilities ETF: 201,382 shares worth $9.5M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 7.5% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was State Street Consumer Staples Select Sector SPDR ETF, an estimated $7.86M trimmed.

  • Prospera Financial Services's largest Q3 2013 buy was iShares US Utilities ETF: 201,382 shares worth $9.5M.
  • Prospera Financial Services added most to iShares Core S&P Mid-Cap ETF in Q3 2013, an estimated $3.96M increase.
  • Prospera Financial Services's biggest Q3 2013 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $7.86M.
  • Prospera Financial Services fully exited iShares 3-7 Year Treasury Bond ETF in Q3 2013, selling an estimated $2.6M.
  • Prospera Financial Services's ten largest holdings make up 34% of its $264M portfolio in Q3 2013.
  • Prospera Financial Services opened 43 new positions and closed 31 in Q3 2013.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $264M.

Based on Prospera Financial Services's 13F filing for Q3 2013, filed 4 Nov 2013.