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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXT icon
701
Textron
TXT
$15.6B
$535K 0.01%
6,043
+44
+0.7% +$3.88K
GLU
702
Gabelli Utility & Income Trust
GLU
$115M
$535K 0.01%
32,425
– –
ADM icon
703
Archer Daniels Midland
ADM
$40.1B
$533K 0.01%
8,920
-411
-4% -$25.1K
DLTR icon
704
Dollar Tree
DLTR
$24.4B
$533K 0.01%
7,579
-821
-10% -$74.9K
WAL icon
705
Western Alliance Bancorporation
WAL
$9.13B
$533K 0.01%
6,163
-449
-7% -$34.6K
GNRC icon
706
Generac Holdings
GNRC
$11.5B
$530K 0.01%
3,339
+109
+3% +$16.2K
MRVL icon
707
Marvell Technology
MRVL
$157B
$528K 0.01%
7,325
-255
-3% -$17.6K
BTI icon
708
British American Tobacco
BTI
$134B
$526K 0.01%
14,368
-182
-1% -$6.5K
IJT icon
709
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.27B
$525K 0.01%
3,755
-58,403
-94% -$7.88M
TD icon
710
Toronto Dominion Bank
TD
$199B
$524K 0.01%
8,290
-118
-1% -$6.97K
GPC icon
711
Genuine Parts
GPC
$17.9B
$522K 0.01%
3,732
+993
+36% +$138K
DECK icon
712
Deckers Outdoor
DECK
$14.2B
$520K 0.01%
3,260
-154
-5% -$23.5K
UTES icon
713
Virtus Reaves Utilities ETF
UTES
$1.35B
$519K 0.01%
8,115
+71
+0.9% +$3.96K
CLIP icon
714
Global X 1-3 Month T-Bill ETF
CLIP
$2.59B
$515K 0.01%
5,125
– –
HDB icon
715
HDFC Bank
HDB
$121B
$511K 0.01%
16,346
-204
-1% -$6.27K
FSLR icon
716
First Solar
FSLR
$21.8B
$508K 0.01%
2,037
+701
+52% +$158K
EXP icon
717
Eagle Materials
EXP
$6.86B
$507K 0.01%
1,759
– –
TRI icon
718
Thomson Reuters
TRI
$45.1B
$506K 0.01%
2,918
+275
+10% +$46.4K
USHY icon
719
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$504K 0.01%
13,394
-216
-2% -$7.98K
TME icon
720
Tencent Music
TME
$15.6B
$504K 0.01%
41,843
+166
+0.4% +$2.03K
KRE icon
721
State Street SPDR S&P Regional Banking ETF
KRE
$4.55B
$504K 0.01%
8,898
+969
+12% +$53.2K
ROP icon
722
Roper Technologies
ROP
$38.7B
$496K 0.01%
892
-410
-31% -$225K
BST icon
723
BlackRock Science and Technology Trust
BST
$1.55B
$495K 0.01%
+13,976
New +$494K
RMI
724
RiverNorth Opportunistic Municipal Income Fund
RMI
$96.8M
$494K 0.01%
30,258
+16,369
+118% +$262K
BAH icon
725
Booz Allen Hamilton
BAH
$8.78B
$493K 0.01%
3,024
+39
+1% +$5.97K
27 28
29
30 31

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.