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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAD icon
701
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$559M
$453K 0.02%
4,032
-124
-3% -$12.7K
PLTR icon
702
Palantir
PLTR
$296B
$451K 0.01%
26,290
+4,943
+23% +$88K
BNDX icon
703
Vanguard Total International Bond ETF
BNDX
$82.3B
$451K 0.01%
9,142
+1,652
+22% +$80.4K
MP icon
704
MP Materials
MP
$7.35B
$450K 0.01%
22,682
-4,798
-17% -$81.9K
EOT
705
Eaton Vance National Municipal Opportunities Trust
EOT
$269M
$448K 0.01%
26,455
+5,418
+26% +$85.8K
FOUR icon
706
Shift4
FOUR
$4.35B
$447K 0.01%
6,017
-196
-3% -$11.7K
QCLN icon
707
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$589M
$438K 0.01%
10,394
-1,065
-9% -$40.4K
ALK icon
708
Alaska Air
ALK
$5.42B
$438K 0.01%
11,210
-1,012
-8% -$36.1K
TT icon
709
Trane Technologies
TT
$104B
$434K 0.01%
1,781
-496
-22% -$109K
IYM icon
710
iShares US Basic Materials ETF
IYM
$1.14B
$434K 0.01%
+3,143
New +$403K
FANG icon
711
Diamondback Energy
FANG
$53.5B
$433K 0.01%
2,794
+49
+2% +$7.68K
XNTK icon
712
State Street SPDR NYSE Technology ETF
XNTK
$2B
$430K 0.01%
+2,617
New +$387K
TRI icon
713
Thomson Reuters
TRI
$45.1B
$429K 0.01%
2,887
-7,830
-73% -$1.06M
CHY
714
Calamos Convertible and High Income Fund
CHY
$1B
$426K 0.01%
37,166
-1,500
-4% -$17K
GLU
715
Gabelli Utility & Income Trust
GLU
$115M
$426K 0.01%
32,340
– –
SPEM icon
716
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$420K 0.01%
11,855
+4,484
+61% +$153K
FAUG icon
717
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$419K 0.01%
10,306
– –
CTRE icon
718
CareTrust REIT
CTRE
$10.1B
$418K 0.01%
18,669
+5
+0% +$111
XIFR
719
XPLR Infrastructure LP
XIFR
$1.11B
$417K 0.01%
13,710
+562
+4% +$14.3K
IDEV icon
720
iShares Core MSCI International Developed Markets ETF
IDEV
$31.3B
$412K 0.01%
6,477
+582
+10% +$34.7K
GNK icon
721
Genco Shipping & Trading
GNK
$1.11B
$412K 0.01%
24,826
-105
-0.4% -$1.53K
OMC icon
722
Omnicom Group
OMC
$24.6B
$411K 0.01%
4,756
-222
-4% -$17.5K
SMCI icon
723
Super Micro Computer
SMCI
$18.4B
$411K 0.01%
14,450
+5,880
+69% +$163K
ROKU icon
724
Roku
ROKU
$21.3B
$410K 0.01%
4,476
-126
-3% -$10.5K
OXY icon
725
Occidental Petroleum
OXY
$53.6B
$410K 0.01%
6,868
-1,232
-15% -$75.2K
27 28
29
30 31

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.