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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JD icon
701
JD.com
JD
$41.8B
$303K 0.02%
5,396
+1,240
+30% +$62.4K
TOWN icon
702
Towne Bank
TOWN
$3.45B
$302K 0.02%
9,783
+454
+5% +$14.1K
AXTA icon
703
Axalta
AXTA
$7.22B
$301K 0.02%
11,804
+639
+6% +$15.8K
KEYS icon
704
Keysight
KEYS
$53.6B
$301K 0.02%
1,757
+151
+9% +$25.7K
ETV
705
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$299K 0.02%
+24,344
New +$322K
KNX icon
706
Knight Transportation
KNX
$11.5B
$298K 0.01%
5,693
+206
+4% +$10.7K
GVIP icon
707
Goldman Sachs Hedge Industry VIP ETF
GVIP
$559M
$298K 0.01%
4,296
+78
+2% +$5.51K
VAMO icon
708
Cambria Value and Momentum ETF
VAMO
$109M
$297K 0.01%
+10,922
New +$301K
PFGC icon
709
Performance Food Group
PFGC
$18B
$297K 0.01%
5,079
+55
+1% +$3K
DELL icon
710
Dell
DELL
$276B
$295K 0.01%
7,323
+1,294
+21% +$51.2K
BTAL icon
711
AGF US Market Neutral Anti-Beta Fund
BTAL
$302M
$294K 0.01%
13,855
-7,984
-37% -$166K
CGCP icon
712
Capital Group Core Plus Income ETF
CGCP
$8.39B
$294K 0.01%
13,189
+2,092
+19% +$46.4K
FOCT icon
713
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$294K 0.01%
+8,900
New +$292K
EOG icon
714
EOG Resources
EOG
$74.7B
$294K 0.01%
+2,267
New +$302K
FUTU icon
715
Futu Holdings
FUTU
$14.6B
$293K 0.01%
7,209
+200
+3% +$9.77K
EWG icon
716
iShares MSCI Germany ETF
EWG
$1.55B
$293K 0.01%
+11,847
New +$276K
NVG icon
717
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$293K 0.01%
24,101
+5,451
+29% +$64K
FND icon
718
Floor & Decor
FND
$5.99B
$292K 0.01%
4,199
-681
-14% -$49.5K
OVV icon
719
Ovintiv
OVV
$16.6B
$292K 0.01%
+5,763
New +$301K
KHC icon
720
Kraft Heinz
KHC
$31.1B
$291K 0.01%
+7,154
New +$272K
SWAN icon
721
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$156M
$291K 0.01%
11,903
-2,300
-16% -$57.5K
CP icon
722
Canadian Pacific Kansas City
CP
$81.1B
$291K 0.01%
3,897
+43
+1% +$3.23K
IPKW icon
723
Invesco International BuyBack Achievers ETF
IPKW
$540M
$290K 0.01%
+8,657
New +$275K
SUSA icon
724
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
$289K 0.01%
3,510
+504
+17% +$41.5K
GRMN
725
Garmin
GRMN
$46.8B
$288K 0.01%
3,125
+338
+12% +$29.9K
27 28
29
30 31

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.