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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOTL icon
701
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$256K 0.01%
6,387
+2,280
+56% +$95.9K
BWA icon
702
BorgWarner
BWA
$13B
$255K 0.01%
9,241
+1,587
+21% +$51.2K
SCHZ icon
703
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$255K 0.01%
11,240
-2,634
-19% -$62.7K
KEYS icon
704
Keysight
KEYS
$52.2B
$253K 0.01%
1,606
-42
-3% -$6.72K
WBA
705
DELISTED
Walgreens Boots Alliance
WBA
$253K 0.01%
8,044
+427
+6% +$15.8K
HRI icon
706
Herc Holdings
HRI
$4.95B
$250K 0.01%
2,403
+2,271
+1,720% +$253K
TOWN icon
707
Towne Bank
TOWN
$3.53B
$250K 0.01%
9,329
+4
+0% +$115
DDOG icon
708
Datadog
DDOG
$89.3B
$248K 0.01%
2,787
+2,327
+506% +$234K
GH icon
709
Guardant Health
GH
$19B
$248K 0.01%
4,613
+3,392
+278% +$174K
NCLH icon
710
Norwegian Cruise Line
NCLH
$9.74B
$248K 0.01%
21,817
+4,743
+28% +$62.5K
ALK icon
711
Alaska Air
ALK
$5.42B
$247K 0.01%
6,327
+2,123
+50% +$93.2K
ENPH icon
712
Enphase Energy
ENPH
$4.79B
$247K 0.01%
890
-5,634
-86% -$1.52M
FOXA icon
713
Fox Class A
FOXA
$24.2B
$246K 0.01%
8,011
+1,317
+20% +$44.6K
IWY icon
714
iShares Russell Top 200 Growth ETF
IWY
$15.6B
$246K 0.01%
2,059
+329
+19% +$44.2K
SPHD icon
715
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
$245K 0.01%
6,273
-594
-9% -$26.2K
ANGL icon
716
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$243K 0.01%
9,236
-7,125
-44% -$197K
CGCP icon
717
Capital Group Core Plus Income ETF
CGCP
$8.41B
$243K 0.01%
+11,097
New +$258K
OMC icon
718
Omnicom Group
OMC
$24.6B
$243K 0.01%
3,862
-134
-3% -$9.09K
MMP
719
DELISTED
Magellan Midstream Partners, L.P.
MMP
$243K 0.01%
5,113
+2,443
+91% +$123K
INTU icon
720
Intuit
INTU
$85.6B
$242K 0.01%
626
+119
+23% +$51.4K
EVT icon
721
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.08B
$241K 0.01%
11,052
+10,373
+1,528% +$257K
GUNR icon
722
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.14B
$240K 0.01%
6,380
+260
+4% +$10.5K
IWX icon
723
iShares Russell Top 200 Value ETF
IWX
$3.97B
$240K 0.01%
4,151
– –
LPLA icon
724
LPL Financial
LPLA
$27.4B
$240K 0.01%
1,098
-6,266
-85% -$1.33M
OC icon
725
Owens Corning
OC
$11.5B
$240K 0.01%
3,047
+490
+19% +$41.2K
27 28
29
30 31

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.