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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.17%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.69B
AUM Growth
+$234M
Cap. Flow
+$164M
Cap. Flow %
9.75%
Top 10 Hldgs %
25.19%
Holding
789
New
121
Increased
355
Reduced
238
Closed
46

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.15M
2
MSFT icon
Microsoft
MSFT
+$5.91M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$5.84M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.72M
5
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$5.66M

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$32.6M
2
BX icon
Blackstone
BX
+$5.05M
3
FSKR
FS KKR Capital Corp. II
FSKR
+$3.45M
4
MO icon
Altria Group
MO
+$3.21M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.74M

Sector Composition

Rank Sector Weight
1 Technology 13.94%
2 Financials 7.12%
3 Consumer Discretionary 6.25%
4 Industrials 5.24%
5 Healthcare 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFI icon
701
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$218K 0.01%
+4,235
New +$220K
FOCT icon
702
FT Vest US Equity Buffer ETF October
FOCT
$1.16B
$216K 0.01%
6,600
– –
HACK icon
703
Amplify Cybersecurity ETF
HACK
$2.66B
$216K 0.01%
+3,934
New +$230K
BST icon
704
BlackRock Science and Technology Trust
BST
$1.55B
$215K 0.01%
+4,019
New +$218K
FLGT icon
705
Fulgent Genetics
FLGT
$562M
$214K 0.01%
+2,220
New +$229K
HWC icon
706
Hancock Whitney
HWC
$6.16B
$214K 0.01%
+5,098
New +$201K
NAD icon
707
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$212K 0.01%
+13,950
New +$210K
PBYI icon
708
Puma Biotechnology
PBYI
$401M
$212K 0.01%
21,768
+2,940
+16% +$32.8K
ITA icon
709
iShares US Aerospace & Defense ETF
ITA
$14.4B
$211K 0.01%
2,026
-617
-23% -$60.2K
MDU icon
710
MDU Resources
MDU
$4.35B
$210K 0.01%
+17,505
New +$191K
VDC icon
711
Vanguard Consumer Staples ETF
VDC
$8.16B
$210K 0.01%
1,178
+25
+2% +$4.29K
USIG icon
712
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$206K 0.01%
3,483
-1,133
-25% -$68.2K
WBA
713
DELISTED
Walgreens Boots Alliance
WBA
$206K 0.01%
+3,748
New +$185K
GDX icon
714
VanEck Gold Miners ETF
GDX
$22.7B
$205K 0.01%
+6,287
New +$214K
SSL icon
715
Sasol
SSL
$7.05B
$204K 0.01%
14,035
-2,166
-13% -$27.7K
VGM icon
716
Invesco Trust Investment Grade Municipals
VGM
$551M
$204K 0.01%
15,159
+1,053
+7% +$14K
CAH icon
717
Cardinal Health
CAH
$54.4B
$202K 0.01%
+3,345
New +$185K
MBB icon
718
iShares MBS ETF
MBB
$39.3B
$202K 0.01%
1,861
-500
-21% -$54.8K
DLN icon
719
WisdomTree US LargeCap Dividend Fund
DLN
$6.29B
$201K 0.01%
+3,506
New +$193K
TDIV icon
720
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.11B
$200K 0.01%
+3,712
New +$193K
FT
721
Franklin Universal Trust
FT
$201M
$199K 0.01%
+26,430
New +$197K
WKHS icon
722
Workhorse Group
WKHS
$30.2M
$197K 0.01%
5
-10
-67% -$718K
NUV icon
723
Nuveen Municipal Value Fund
NUV
$1.9B
$171K 0.01%
15,400
– –
NLY icon
724
Annaly Capital Management
NLY
$17.3B
$163K 0.01%
4,750
+799
+20% +$27.1K
BDJ icon
725
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.72B
$148K 0.01%
15,670
+254
+2% +$2.24K
27 28
29
30 31

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2021 Portfolio in Review

As of Q1 2021, Prospera Financial Services held 789 positions worth $1.69B, up 16% from $1.45B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q1 2021, opening 121 new positions and adding to 355 existing holdings. Its largest new stake was State Street SPDR FTSE International Government Inflation-Protected Bond ETF: 98,733 shares worth $5.48M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Blackstone, an estimated $5.05M trimmed.

  • Prospera Financial Services's largest Q1 2021 buy was State Street SPDR FTSE International Government Inflation-Protected Bond ETF: 98,733 shares worth $5.48M.
  • Prospera Financial Services added most to Apple in Q1 2021, an estimated $8.15M increase.
  • Prospera Financial Services's biggest Q1 2021 reduction was Blackstone, cutting an estimated $5.05M.
  • Prospera Financial Services fully exited SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2021, selling an estimated $32.6M.
  • Prospera Financial Services's ten largest holdings make up 25% of its $1.69B portfolio in Q1 2021.
  • Prospera Financial Services opened 121 new positions and closed 46 in Q1 2021.
  • Prospera Financial Services's portfolio value rose 16% quarter-over-quarter to $1.69B.

Based on Prospera Financial Services's 13F filing for Q1 2021, filed 6 May 2021.