We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCE icon
701
BCE
BCE
$20.8B
$38K 0.01%
+922
New +$39K
CRNC icon
702
Cerence
CRNC
$359M
$38K 0.01%
+781
New +$37.5K
DGS icon
703
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.66B
$38K 0.01%
+931
New +$39K
DIV icon
704
Global X SuperDividend US ETF
DIV
$792M
$38K 0.01%
+2,500
New +$38.8K
ETNB
705
DELISTED
89bio
ETNB
$38K 0.01%
+1,485
New +$47.1K
PVH icon
706
PVH
PVH
$4.07B
$38K 0.01%
+636
New +$35K
PWV icon
707
Invesco Large Cap Value ETF
PWV
$1.68B
$38K 0.01%
1,125
-7,661
-87% -$264K
ROKU icon
708
Roku
ROKU
$21.6B
$38K 0.01%
+202
New +$31.9K
SHY icon
709
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$38K 0.01%
443
-23,826
-98% -$2.06M
SLYG icon
710
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$38K 0.01%
+650
New +$38.8K
CADE
711
DELISTED
Cadence Bancorporation
CADE
$38K 0.01%
+4,442
New +$38.4K
FIW icon
712
First Trust Water ETF
FIW
$1.87B
$37K 0.01%
+604
New +$35.9K
FLTB icon
713
Fidelity Limited Term Bond ETF
FLTB
$416M
$37K 0.01%
+700
New +$36.8K
HNDL icon
714
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$627M
$37K 0.01%
+1,500
New +$37.2K
IDU icon
715
iShares US Utilities ETF
IDU
$1.37B
$37K 0.01%
+512
New +$37.6K
MGC icon
716
Vanguard Morningstar Mega Cap ETF
MGC
$9.71B
$37K 0.01%
+305
New +$36K
MMT
717
Aberdeen Multi-Market Income Fund
MMT
$237M
$37K 0.01%
+6,500
New +$37.8K
NICE icon
718
Nice
NICE
$6.15B
$37K 0.01%
+162
New +$34.5K
NXJ
719
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$37K 0.01%
+2,742
New +$37.5K
OHI icon
720
Omega Healthcare
OHI
$15.3B
$37K 0.01%
+1,244
New +$38.8K
QTWO icon
721
Q2 Holdings
QTWO
$3.78B
$37K 0.01%
+400
New +$37.3K
WHR icon
722
Whirlpool
WHR
$2.49B
$37K 0.01%
+202
New +$33.6K
BSJM
723
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$37K 0.01%
1,600
-92,267
-98% -$2.11M
BSJL
724
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$37K 0.01%
1,600
-109,667
-99% -$2.52M
BSJK
725
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$37K 0.01%
1,600
-116,016
-99% -$2.71M
27 28
29
30 31

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.