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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AON icon
676
Aon
AON
$81.1B
$574K 0.01%
1,660
+26
+2% +$8.51K
XYZ
677
Block Inc
XYZ
$49.2B
$571K 0.01%
8,498
+383
+5% +$24.7K
TROW icon
678
T. Rowe Price
TROW
$25.9B
$570K 0.01%
5,233
-35
-0.7% -$3.84K
QJUN icon
679
FT Vest Growth-100 Buffer ETF June
QJUN
$642M
$570K 0.01%
21,101
– –
AFSM icon
680
First Trust Active Factor Small Cap ETF
AFSM
$118M
$569K 0.01%
18,450
– –
BSX icon
681
Boston Scientific
BSX
$69B
$568K 0.01%
6,781
-329
-5% -$25.9K
SE icon
682
Sea Limited
SE
$64B
$567K 0.01%
6,012
-266
-4% -$20.1K
MRSH
683
Marsh
MRSH
$90.9B
$563K 0.01%
2,525
+241
+11% +$53.5K
SPYG icon
684
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.5B
$562K 0.01%
6,780
-340,963
-98% -$27.3M
ALB icon
685
Albemarle
ALB
$13.4B
$561K 0.01%
5,925
+75
+1% +$6.66K
RF icon
686
Regions Financial
RF
$26.5B
$561K 0.01%
24,045
-1,273
-5% -$27.8K
TIPZ icon
687
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$89M
$559K 0.01%
10,328
-1,839
-15% -$98K
USFD icon
688
US Foods
USFD
$22.2B
$554K 0.01%
9,004
-464
-5% -$26K
SWBI icon
689
Smith & Wesson
SWBI
$661M
$552K 0.01%
42,535
-24
-0.1% -$347
AFRM icon
690
Affirm
AFRM
$24.3B
$552K 0.01%
13,519
-77
-0.6% -$2.56K
HEDJ icon
691
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.83B
$550K 0.01%
12,257
-164
-1% -$7.24K
SJM icon
692
J.M. Smucker
SJM
$13.2B
$549K 0.01%
4,527
-107
-2% -$12.6K
EWBC icon
693
East-West Bancorp
EWBC
$17.9B
$548K 0.01%
6,618
-1,739
-21% -$139K
IWX icon
694
iShares Russell Top 200 Value ETF
IWX
$3.97B
$547K 0.01%
6,732
-69
-1% -$5.38K
OLED icon
695
Universal Display
OLED
$3.84B
$542K 0.01%
2,576
+108
+4% +$21.9K
FPX icon
696
First Trust US Equity Opportunities ETF
FPX
$1.47B
$541K 0.01%
4,905
-806
-14% -$81.9K
SONY icon
697
Sony
SONY
$133B
$541K 0.01%
27,985
-405
-1% -$7.38K
FOUR icon
698
Shift4
FOUR
$4.28B
$540K 0.01%
6,100
+100
+2% +$7.58K
CPRT icon
699
Copart
CPRT
$28.7B
$540K 0.01%
10,310
-1,092
-10% -$56.7K
LNC icon
700
Lincoln National
LNC
$8.16B
$539K 0.01%
17,097
-202
-1% -$6.3K
26 27
28
29 30

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.