We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OILK icon
676
ProShares K-1 Free Crude Oil Strategy ETF
OILK
$200M
$485K 0.02%
11,509
-12,813
-53% -$579K
GNRC icon
677
Generac Holdings
GNRC
$11.5B
$484K 0.02%
3,745
-2,074
-36% -$228K
GSK icon
678
GSK
GSK
$108B
$484K 0.02%
13,060
-1,041
-7% -$37.4K
INGR icon
679
Ingredion
INGR
$6.48B
$483K 0.02%
+4,450
New +$446K
SYF icon
680
Synchrony
SYF
$25.1B
$480K 0.02%
12,575
+38
+0.3% +$1.2K
NOW icon
681
ServiceNow
NOW
$114B
$480K 0.02%
3,395
-155
-4% -$19.5K
GOAU icon
682
US Global GO Gold and Precious Metal Miners ETF
GOAU
$163M
$478K 0.02%
28,115
-16,019
-36% -$255K
IWX icon
683
iShares Russell Top 200 Value ETF
IWX
$3.97B
$477K 0.02%
6,801
-900
-12% -$59.7K
SPOT icon
684
Spotify
SPOT
$105B
$474K 0.02%
+2,525
New +$441K
PSEC icon
685
Prospect Capital
PSEC
$1.12B
$473K 0.02%
78,985
+37
+0% +$213
UCON icon
686
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$470K 0.02%
19,007
-863
-4% -$20.8K
VDC icon
687
Vanguard Consumer Staples ETF
VDC
$8.14B
$470K 0.02%
2,460
+48
+2% +$8.81K
SPTS icon
688
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$469K 0.02%
16,155
+8,904
+123% +$256K
OLN icon
689
Olin
OLN
$2.44B
$469K 0.02%
8,691
-3,504
-29% -$168K
WDAY icon
690
Workday
WDAY
$39.4B
$468K 0.02%
1,694
+98
+6% +$23.3K
INSP icon
691
Inspire Medical Systems
INSP
$1.5B
$465K 0.02%
2,284
-93
-4% -$15.1K
CROX icon
692
Crocs
CROX
$6.75B
$463K 0.02%
4,955
+1,060
+27% +$97.9K
ICLN icon
693
iShares Global Clean Energy ETF
ICLN
$2.27B
$460K 0.02%
29,574
-291
-1% -$4.09K
VOOG icon
694
Vanguard S&P 500 Growth ETF
VOOG
$25.2B
$459K 0.02%
10,170
-1,422
-12% -$60.9K
PCAR icon
695
PACCAR
PCAR
$72.7B
$458K 0.02%
4,693
-509
-10% -$45.7K
AON icon
696
Aon
AON
$81.4B
$458K 0.02%
1,574
-276
-15% -$88.3K
LNC icon
697
Lincoln National
LNC
$8.19B
$458K 0.02%
16,979
-790
-4% -$19K
USFD icon
698
US Foods
USFD
$22.3B
$458K 0.02%
10,084
-736
-7% -$30.4K
COIN icon
699
Coinbase
COIN
$44.2B
$457K 0.02%
2,627
-2,613
-50% -$285K
BAH icon
700
Booz Allen Hamilton
BAH
$8.78B
$455K 0.02%
3,556
-3,739
-51% -$466K
26 27
28
29 30

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.