We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INCY icon
676
Incyte
INCY
$23.7B
$319K 0.02%
3,977
+596
+18% +$45.6K
TRI icon
677
Thomson Reuters
TRI
$42.7B
$318K 0.02%
2,647
-5,094
-66% -$587K
FDMO icon
678
Fidelity Momentum Factor ETF
FDMO
$926M
$318K 0.02%
7,428
-3,662
-33% -$160K
CDW icon
679
CDW
CDW
$17.6B
$318K 0.02%
1,779
-56
-3% -$9.84K
IYF icon
680
iShares US Financials ETF
IYF
$4.68B
$317K 0.02%
4,203
-2,107
-33% -$158K
ALL icon
681
Allstate
ALL
$67.3B
$317K 0.02%
2,337
-24,911
-91% -$3.26M
VFMO icon
682
Vanguard US Momentum Factor ETF
VFMO
$1.79B
$317K 0.02%
2,776
-1,495
-35% -$173K
PCAR icon
683
PACCAR
PCAR
$70.2B
$313K 0.02%
4,742
-141
-3% -$9.21K
CPRX
684
DELISTED
Catalyst Pharmaceutical
CPRX
$313K 0.02%
16,821
-9,791
-37% -$151K
BWA icon
685
BorgWarner
BWA
$13.1B
$312K 0.02%
8,798
-443
-5% -$15.1K
QYLG icon
686
Global X Nasdaq 100 Covered Call & Growth ETF
QYLG
$154M
$310K 0.02%
14,033
-2,490
-15% -$56.7K
CGGR icon
687
Capital Group Growth ETF
CGGR
$23.7B
$310K 0.02%
+15,529
New +$316K
QABA icon
688
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.3M
$308K 0.02%
5,864
+711
+14% +$38.7K
VCIT icon
689
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$308K 0.02%
3,977
+292
+8% +$22.4K
NOW icon
690
ServiceNow
NOW
$109B
$308K 0.02%
3,960
+280
+8% +$21.9K
DDOG icon
691
Datadog
DDOG
$89.7B
$307K 0.02%
4,178
+1,391
+50% +$109K
NXTG icon
692
First Trust Indxx NextG ETF
NXTG
$539M
$307K 0.02%
5,033
-267
-5% -$16K
QTEC icon
693
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.49B
$307K 0.02%
2,915
-194
-6% -$20.9K
LULU icon
694
lululemon athletica
LULU
$13.4B
$307K 0.02%
957
+133
+16% +$43.7K
WBA
695
DELISTED
Walgreens Boots Alliance
WBA
$306K 0.02%
8,200
+156
+2% +$5.87K
ACWI icon
696
iShares MSCI ACWI ETF
ACWI
$32.5B
$306K 0.02%
+3,599
New +$303K
ASO icon
697
Academy Sports + Outdoors
ASO
$3.09B
$305K 0.02%
5,813
+163
+3% +$7.78K
BAX icon
698
Baxter International
BAX
$12.1B
$305K 0.02%
5,990
-11,992
-67% -$644K
BSX icon
699
Boston Scientific
BSX
$67.6B
$304K 0.02%
6,579
-261
-4% -$11.3K
XLB icon
700
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$304K 0.02%
7,814
-30,316
-80% -$1.16M
26 27
28
29 30

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.