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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOR icon
676
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.65B
$275K 0.01%
+6,150
New +$298K
PCAR icon
677
PACCAR
PCAR
$72.7B
$273K 0.01%
+4,883
New +$284K
SMDV icon
678
ProShares Russell 2000 Dividend Growers ETF
SMDV
$709M
$273K 0.01%
4,920
-145
-3% -$8.8K
LITE icon
679
Lumentum
LITE
$50.7B
$271K 0.01%
3,947
-2,402
-38% -$199K
CSX icon
680
CSX Corp
CSX
$94.2B
$270K 0.01%
10,155
-482
-5% -$15K
QRVO icon
681
Qorvo
QRVO
$8.09B
$270K 0.01%
3,397
+226
+7% +$21.8K
PPA icon
682
Invesco Aerospace & Defense ETF
PPA
$8.39B
$269K 0.01%
4,157
+329
+9% +$23.5K
SNAP icon
683
Snap
SNAP
$8.02B
$269K 0.01%
27,472
+4,994
+22% +$58.1K
CPNG icon
684
Coupang
CPNG
$27.7B
$268K 0.01%
16,093
-6,428
-29% -$111K
KNX icon
685
Knight Transportation
KNX
$11.4B
$268K 0.01%
5,487
+69
+1% +$3.53K
IBB icon
686
iShares Biotechnology ETF
IBB
$9.55B
$267K 0.01%
2,287
-229
-9% -$28.4K
BSX icon
687
Boston Scientific
BSX
$68.5B
$266K 0.01%
6,840
+5,244
+329% +$210K
FEMB icon
688
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$355M
$265K 0.01%
10,812
+6,027
+126% +$157K
HEI.A icon
689
HEICO Corp Class A
HEI.A
$36.8B
$263K 0.01%
2,295
+1,125
+96% +$136K
QSPT icon
690
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$617M
$263K 0.01%
+15,853
New +$287K
USAI icon
691
Pacer American Energy Infrastructure ETF
USAI
$126M
$263K 0.01%
10,553
+8,563
+430% +$235K
TACK icon
692
Fairlead Tactical Sector ETF
TACK
$291M
$262K 0.01%
11,750
– –
WSM icon
693
Williams-Sonoma
WSM
$27.8B
$262K 0.01%
4,440
+636
+17% +$45.1K
TWTR
694
DELISTED
Twitter, Inc.
TWTR
$262K 0.01%
5,989
-562
-9% -$22.9K
FUTU icon
695
Futu Holdings
FUTU
$14.3B
$261K 0.01%
7,009
+85
+1% +$3.71K
NTR icon
696
Nutrien
NTR
$33.3B
$260K 0.01%
3,116
-8,788
-74% -$756K
ZM icon
697
Zoom
ZM
$26.8B
$260K 0.01%
3,526
-66
-2% -$6.28K
QABA icon
698
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$94M
$259K 0.01%
5,153
-44
-0.8% -$2.33K
RIOT icon
699
Riot Platforms
RIOT
$8.03B
$258K 0.01%
36,790
+7,868
+27% +$55.4K
CP icon
700
Canadian Pacific Kansas City
CP
$81.4B
$257K 0.01%
3,854
+1,019
+36% +$76.9K
26 27
28
29 30

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.