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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZM icon
676
Zoom
ZM
$27.1B
$379K 0.02%
3,230
-116
-3% -$15.8K
SMMU icon
677
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$377K 0.02%
+7,541
New +$382K
NXJ
678
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$375K 0.02%
28,017
+13,499
+93% +$188K
EFR
679
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$374K 0.02%
27,900
– –
QRVO icon
680
Qorvo
QRVO
$7.9B
$373K 0.02%
3,004
+1,724
+135% +$233K
AOR icon
681
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.61B
$372K 0.02%
6,893
-91
-1% -$4.96K
CTAS icon
682
Cintas
CTAS
$86.6B
$372K 0.02%
3,540
+936
+36% +$91.1K
COPX icon
683
Global X Copper Miners ETF NEW
COPX
$7.04B
$371K 0.02%
+8,161
New +$336K
SMDV icon
684
ProShares Russell 2000 Dividend Growers ETF
SMDV
$701M
$371K 0.02%
5,743
-696
-11% -$45K
FTNT icon
685
Fortinet
FTNT
$112B
$369K 0.02%
5,400
-23,370
-81% -$1.45M
ATVI
686
DELISTED
Activision Blizzard
ATVI
$369K 0.02%
4,602
-14,231
-76% -$1.11M
HSY icon
687
Hershey
HSY
$37.3B
$366K 0.02%
1,690
+183
+12% +$37.2K
FXU icon
688
First Trust Utilities AlphaDEX Fund
FXU
$826M
$363K 0.02%
10,680
+465
+5% +$14.9K
REZ icon
689
iShares Residential and Multisector Real Estate ETF
REZ
$906M
$362K 0.02%
3,778
+714
+23% +$66.2K
SPHD icon
690
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.41B
$362K 0.02%
7,672
-2,838
-27% -$129K
FTA icon
691
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$361K 0.02%
5,114
+460
+10% +$32.1K
GVIP icon
692
Goldman Sachs Hedge Industry VIP ETF
GVIP
$529M
$361K 0.02%
3,916
+137
+4% +$12.6K
CTRE icon
693
CareTrust REIT
CTRE
$10B
$360K 0.02%
18,664
– –
CMDY icon
694
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
$558M
$359K 0.02%
+5,846
New +$330K
COWZ icon
695
Pacer US Cash Cows 100 ETF
COWZ
$19B
$358K 0.02%
+7,178
New +$346K
ULTA icon
696
Ulta Beauty
ULTA
$21.8B
$358K 0.02%
898
-31
-3% -$11.7K
SPG icon
697
Simon Property Group
SPG
$76.4B
$356K 0.01%
2,708
-166
-6% -$23.6K
IDU icon
698
iShares US Utilities ETF
IDU
$1.37B
$354K 0.01%
3,885
+2
+0.1% +$170
VFH icon
699
Vanguard Financials ETF
VFH
$13.4B
$354K 0.01%
+3,785
New +$362K
XYL icon
700
Xylem
XYL
$28.5B
$353K 0.01%
4,137
-13
-0.3% -$1.25K
26 27
28
29 30

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.