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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
X
676
DELISTED
US Steel
X
$283K 0.01%
+12,880
New +$322K
FTA icon
677
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$281K 0.01%
4,353
+158
+4% +$10.4K
IXJ icon
678
iShares Global Healthcare ETF
IXJ
$4.09B
$279K 0.01%
3,338
– –
OMC icon
679
Omnicom Group
OMC
$23.6B
$279K 0.01%
3,855
-29
-0.7% -$2.15K
VLO icon
680
Valero Energy
VLO
$90.2B
$275K 0.01%
3,894
+477
+14% +$31.7K
PANW icon
681
Palo Alto Networks
PANW
$260B
$274K 0.01%
3,432
-264
-7% -$18.5K
REMX icon
682
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.01B
$274K 0.01%
+2,658
New +$282K
BAX icon
683
Baxter International
BAX
$12B
$273K 0.01%
+3,390
New +$268K
HYLN icon
684
Hyliion Holdings
HYLN
$662M
$273K 0.01%
32,550
+4,500
+16% +$41.5K
MDIV icon
685
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$272K 0.01%
16,591
+129
+0.8% +$2.15K
DWX icon
686
State Street SPDR S&P International Dividend ETF
DWX
$523M
$271K 0.01%
7,129
– –
RFEU
687
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$270K 0.01%
3,694
+263
+8% +$20.4K
VOT icon
688
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$270K 0.01%
1,140
-279
-20% -$67.5K
SPSB icon
689
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$269K 0.01%
8,590
+215
+3% +$6.72K
CCL icon
690
Carnival Corporation Ltd
CCL
$36.7B
$268K 0.01%
10,724
-125,387
-92% -$2.92M
BTAL icon
691
AGF US Market Neutral Anti-Beta Fund
BTAL
$304M
$266K 0.01%
15,636
+1,227
+9% +$21.1K
DAN icon
692
Dana Inc
DAN
$2.91B
$266K 0.01%
11,977
-799
-6% -$18.4K
FLGT icon
693
Fulgent Genetics
FLGT
$555M
$265K 0.01%
+2,944
New +$268K
URI icon
694
United Rentals
URI
$70B
$264K 0.01%
751
+25
+3% +$8.39K
GUNR icon
695
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.13B
$261K 0.01%
7,119
+1,114
+19% +$41.5K
TRI icon
696
Thomson Reuters
TRI
$42.5B
$260K 0.01%
2,231
+181
+9% +$21.1K
RTL
697
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$260K 0.01%
32,348
+7,249
+29% +$61.2K
IPG
698
DELISTED
Interpublic Group of Companies
IPG
$259K 0.01%
7,050
-1,912
-21% -$68.4K
FMHI icon
699
First Trust Municipal High Income ETF
FMHI
$990M
$258K 0.01%
+4,630
New +$262K
HACK icon
700
Amplify Cybersecurity ETF
HACK
$2.66B
$258K 0.01%
4,240
+71
+2% +$4.45K
26 27
28
29 30

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.