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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRE
676
DELISTED
Duke Realty Corp.
DRE
$43K 0.02%
+1,165
New +$43.9K
CCL icon
677
Carnival Corporation Ltd
CCL
$38B
$42K 0.02%
2,769
-10,009
-78% -$155K
FUTY icon
678
Fidelity MSCI Utilities Index ETF
FUTY
$2.33B
$42K 0.02%
+1,099
New +$41.9K
GWRE icon
679
Guidewire Software
GWRE
$12.8B
$42K 0.02%
+401
New +$45K
IRM icon
680
Iron Mountain
IRM
$37.1B
$42K 0.02%
+1,585
New +$45.1K
VGIT icon
681
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$42K 0.02%
+599
New +$42.3K
BBH icon
682
VanEck Biotech ETF
BBH
$404M
$41K 0.02%
+250
New +$40.7K
CAG icon
683
Conagra Brands
CAG
$7.19B
$41K 0.02%
1,140
-5,189
-82% -$190K
FTDS icon
684
First Trust Dividend Strength ETF
FTDS
$38.4M
$41K 0.02%
+1,225
New +$40.5K
POST icon
685
Post Holdings
POST
$4.21B
$41K 0.02%
+721
New +$41.1K
SPCE icon
686
Virgin Galactic
SPCE
$329M
$41K 0.02%
106
-619
-85% -$235K
COP icon
687
ConocoPhillips
COP
$145B
$40K 0.02%
1,203
-22,103
-95% -$838K
OUSM icon
688
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$887M
$40K 0.02%
+1,509
New +$39.9K
QSR icon
689
Restaurant Brands International
QSR
$25.8B
$40K 0.02%
+704
New +$39.3K
SYK icon
690
Stryker
SYK
$133B
$40K 0.02%
189
-4,586
-96% -$891K
UAA icon
691
Under Armour
UAA
$2.91B
$40K 0.02%
+3,524
New +$37.1K
WBD icon
692
Warner Bros
WBD
$63.9B
$40K 0.02%
+1,822
New +$39.8K
ARKW icon
693
ARK Web x.0 ETF
ARKW
$1.65B
$39K 0.01%
+359
New +$36.3K
FUMB icon
694
First Trust Ultra Short Duration Municipal ETF
FUMB
$247M
$39K 0.01%
+1,950
New +$39.3K
HUM icon
695
Humana
HUM
$44B
$39K 0.01%
+94
New +$37.8K
ISCG icon
696
iShares Morningstar Small-Cap Growth ETF
ISCG
$972M
$39K 0.01%
+978
New +$38K
LVHD icon
697
Franklin US Low Volatility High Dividend Index ETF
LVHD
$629M
$39K 0.01%
+1,325
New +$39.2K
NEAR icon
698
iShares Short Maturity Bond ETF
NEAR
$4.83B
$39K 0.01%
780
-3,982
-84% -$199K
NTUS
699
DELISTED
Natus Medical Inc
NTUS
$39K 0.01%
+2,300
New +$43.5K
ALLK
700
DELISTED
Allakos
ALLK
$38K 0.01%
+464
New +$37.7K
26 27
28
29 30

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.