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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEZU icon
651
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$567M
$615K 0.02%
16,724
-34,827
-68% -$1.24M
CREX icon
652
Creative Realities
CREX
$40.9M
$611K 0.02%
133,177
– –
UPST icon
653
Upstart Holdings
UPST
$2.64B
$609K 0.02%
15,213
-2,934
-16% -$97.6K
DDOG icon
654
Datadog
DDOG
$89.6B
$602K 0.02%
5,231
-2,226
-30% -$260K
DDIV icon
655
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$74M
$601K 0.02%
16,352
-239
-1% -$8.37K
IYG icon
656
iShares US Financial Services ETF
IYG
$2.17B
$601K 0.02%
8,466
– –
KHC icon
657
Kraft Heinz
KHC
$32.2B
$601K 0.02%
17,122
-1,208
-7% -$41.6K
PNTG icon
658
Pennant Group
PNTG
$1.46B
$600K 0.02%
16,806
– –
QYLD icon
659
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.01B
$598K 0.02%
33,148
+4,652
+16% +$82.1K
FEX icon
660
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$597K 0.02%
5,727
+107
+2% +$10.7K
DFAU icon
661
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$594K 0.02%
14,955
+3,750
+33% +$143K
AOR icon
662
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.65B
$593K 0.02%
10,013
+196
+2% +$11.2K
NXTG icon
663
First Trust Indxx NextG ETF
NXTG
$532M
$593K 0.02%
6,783
+1,889
+39% +$159K
VST icon
664
Vistra
VST
$50B
$590K 0.02%
4,981
-218
-4% -$18.5K
NJR icon
665
New Jersey Resources
NJR
$6.1B
$590K 0.02%
12,504
+197
+2% +$8.99K
LRCX icon
666
Lam Research
LRCX
$342B
$589K 0.02%
7,210
-42,570
-86% -$3.7M
GSEP icon
667
FT Vest US Equity Moderate Buffer ETF September
GSEP
$352M
$585K 0.01%
16,909
+180
+1% +$6.13K
TMFC icon
668
Motley Fool 100 Index ETF
TMFC
$2.02B
$585K 0.01%
10,393
+154
+2% +$8.35K
SPOT icon
669
Spotify
SPOT
$105B
$584K 0.01%
1,586
-92
-5% -$30.6K
UTF icon
670
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$583K 0.01%
22,383
-7
-0% -$172
CATH icon
671
Global X S&P 500 Catholic Values ETF
CATH
$1.27B
$581K 0.01%
8,372
– –
SNOW icon
672
Snowflake
SNOW
$94.4B
$579K 0.01%
5,045
-196
-4% -$24.1K
PTLC icon
673
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$576K 0.01%
10,961
+6,910
+171% +$349K
CTRE icon
674
CareTrust REIT
CTRE
$10.2B
$576K 0.01%
18,664
– –
IYR icon
675
iShares US Real Estate ETF
IYR
$4.78B
$575K 0.01%
5,645
-270
-5% -$26K
25 26
27
28 29

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.