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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRT icon
651
Federal Realty Investment Trust
FRT
$10.9B
$517K 0.02%
5,019
-1,072
-18% -$101K
AFSM icon
652
First Trust Active Factor Small Cap ETF
AFSM
$118M
$516K 0.02%
18,850
– –
DG icon
653
Dollar General
DG
$27.8B
$515K 0.02%
3,786
+41
+1% +$4.97K
DDIV icon
654
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$73.9M
$514K 0.02%
16,910
+4,083
+32% +$116K
PEG icon
655
Public Service Enterprise Group
PEG
$39.3B
$513K 0.02%
+8,391
New +$516K
SCHB icon
656
Schwab US Broad Market ETF
SCHB
$42.9B
$511K 0.02%
27,549
+3,804
+16% +$65.7K
CBSH icon
657
Commerce Bancshares
CBSH
$8.64B
$508K 0.02%
10,479
-8,635
-45% -$373K
IYG icon
658
iShares US Financial Services ETF
IYG
$2.18B
$506K 0.02%
8,466
– –
PDBC icon
659
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.2B
$505K 0.02%
37,970
-238,153
-86% -$3.41M
TTE icon
660
TotalEnergies
TTE
$187B
$505K 0.02%
7,491
-810
-10% -$54K
QJUN icon
661
FT Vest Growth-100 Buffer ETF June
QJUN
$640M
$503K 0.02%
20,896
– –
IXUS icon
662
iShares Core MSCI Total International Stock ETF
IXUS
$57.4B
$502K 0.02%
+7,725
New +$473K
JCI icon
663
Johnson Controls International
JCI
$85.6B
$501K 0.02%
8,688
-10
-0.1% -$525
THQ
664
abrdn Healthcare Opportunities Fund
THQ
$787M
$501K 0.02%
27,641
– –
WYNN icon
665
Wynn Resorts
WYNN
$10.3B
$499K 0.02%
5,474
+838
+18% +$74.3K
SKY icon
666
Champion Homes
SKY
$4.58B
$498K 0.02%
6,710
+3,210
+92% +$202K
TFLO icon
667
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$497K 0.02%
9,847
-306
-3% -$15.5K
NJR icon
668
New Jersey Resources
NJR
$6.04B
$496K 0.02%
+11,115
New +$474K
GIS icon
669
General Mills
GIS
$20.1B
$495K 0.02%
7,600
-111
-1% -$7.17K
VGIT icon
670
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.8B
$494K 0.02%
8,336
+2,718
+48% +$157K
QYLD icon
671
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.99B
$492K 0.02%
28,388
+3,446
+14% +$58.7K
TEVA icon
672
Teva Pharmaceuticals
TEVA
$36.9B
$490K 0.02%
46,910
-1,069
-2% -$9.98K
OLED icon
673
Universal Display
OLED
$3.85B
$487K 0.02%
2,548
-968
-28% -$160K
PFGC icon
674
Performance Food Group
PFGC
$18.1B
$487K 0.02%
7,037
-494
-7% -$30.4K
HWC icon
675
Hancock Whitney
HWC
$6.19B
$485K 0.02%
9,989
+19
+0.2% +$760
25 26
27
28 29

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.