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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDLV icon
651
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$453K 0.02%
17,353
-13,017
-43% -$353K
GRMN
652
Garmin
GRMN
$49B
$449K 0.02%
4,268
+146
+4% +$15.4K
IDU icon
653
iShares US Utilities ETF
IDU
$1.4B
$448K 0.02%
6,094
+31
+0.5% +$2.49K
WSM icon
654
Williams-Sonoma
WSM
$27.8B
$447K 0.02%
+5,756
New +$396K
PFGC icon
655
Performance Food Group
PFGC
$18.1B
$443K 0.02%
7,531
-2,014
-21% -$122K
SUI icon
656
Sun Communities
SUI
$15.4B
$443K 0.02%
+3,740
New +$475K
PCAR icon
657
PACCAR
PCAR
$72.1B
$442K 0.02%
5,202
+24
+0.5% +$2.04K
VDC icon
658
Vanguard Consumer Staples ETF
VDC
$8.15B
$441K 0.02%
2,412
+1,334
+124% +$257K
AFRM icon
659
Affirm
AFRM
$24.3B
$440K 0.02%
20,703
-39
-0.2% -$713
KR icon
660
Kroger
KR
$36.5B
$439K 0.02%
9,799
+416
+4% +$19.6K
LNC icon
661
Lincoln National
LNC
$8.17B
$439K 0.02%
17,769
-1,086
-6% -$28.4K
GLU
662
Gabelli Utility & Income Trust
GLU
$117M
$437K 0.02%
32,340
– –
ICLN icon
663
iShares Global Clean Energy ETF
ICLN
$2.26B
$437K 0.02%
29,865
+97
+0.3% +$1.63K
IYG icon
664
iShares US Financial Services ETF
IYG
$2.17B
$436K 0.02%
8,466
– –
CHY
665
Calamos Convertible and High Income Fund
CHY
$1B
$432K 0.02%
38,666
-3,600
-9% -$40.5K
USFD icon
666
US Foods
USFD
$22.3B
$430K 0.02%
10,820
-2,900
-21% -$120K
WYNN icon
667
Wynn Resorts
WYNN
$10.3B
$429K 0.02%
4,636
+405
+10% +$40.6K
SP
668
DELISTED
SP Plus Corporation
SP
$428K 0.02%
+11,869
New +$460K
SPBO icon
669
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$428K 0.02%
15,530
+900
+6% +$25.5K
FANG icon
670
Diamondback Energy
FANG
$53.9B
$426K 0.02%
2,745
-1,190
-30% -$176K
NVG icon
671
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$426K 0.02%
41,286
+1,135
+3% +$12.8K
USHY icon
672
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$425K 0.02%
12,237
+3,821
+45% +$134K
HL icon
673
Hecla Mining
HL
$9.76B
$425K 0.02%
108,617
– –
INTU icon
674
Intuit
INTU
$86.7B
$419K 0.02%
820
+129
+19% +$65.3K
QYLD icon
675
Global X NASDAQ-100 Covered Call ETF
QYLD
$8B
$418K 0.02%
24,942
-95,927
-79% -$1.68M
25 26
27
28 29

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.