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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHLS icon
651
Shoals Technologies Group
SHLS
$1.57B
$344K 0.02%
13,963
+296
+2% +$7.15K
QS icon
652
QuantumScape Corp
QS
$3.19B
$343K 0.02%
60,537
+5,349
+10% +$39.6K
ETSY icon
653
Etsy
ETSY
$7.96B
$341K 0.02%
2,847
-6,718
-70% -$769K
VFH icon
654
Vanguard Financials ETF
VFH
$13.5B
$340K 0.02%
4,113
+888
+28% +$73.4K
FXZ icon
655
First Trust Materials AlphaDEX Fund
FXZ
$373M
$340K 0.02%
+5,611
New +$336K
VONV icon
656
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$340K 0.02%
5,106
+16
+0.3% +$1.05K
TT icon
657
Trane Technologies
TT
$107B
$340K 0.02%
2,021
-111
-5% -$18.3K
AOR icon
658
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.64B
$337K 0.02%
7,150
+1,000
+16% +$47.1K
SCHM icon
659
Schwab US Mid-Cap ETF
SCHM
$14.6B
$337K 0.02%
15,411
-1,569
-9% -$34.4K
FXG icon
660
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$336K 0.02%
5,353
+48
+0.9% +$3K
WES icon
661
Western Midstream Partners
WES
$19.3B
$335K 0.02%
+12,470
New +$336K
NXJ
662
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$334K 0.02%
29,551
-1,415
-5% -$15.8K
UL icon
663
Unilever
UL
$132B
$332K 0.02%
5,861
-356
-6% -$19.1K
OMC icon
664
Omnicom Group
OMC
$23.5B
$332K 0.02%
4,067
+205
+5% +$15.2K
NDAQ icon
665
Nasdaq
NDAQ
$52.5B
$331K 0.02%
5,400
-1,369
-20% -$85.3K
CACG
666
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$331K 0.02%
9,989
+1,095
+12% +$39.3K
PGX icon
667
Invesco Preferred ETF
PGX
$3.81B
$330K 0.02%
29,493
+3,647
+14% +$42.2K
PID icon
668
Invesco International Dividend Achievers ETF
PID
$919M
$329K 0.02%
+19,681
New +$324K
IUSB icon
669
iShares Core Universal USD Bond ETF
IUSB
$43B
$329K 0.02%
7,313
-201
-3% -$8.99K
DON icon
670
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$326K 0.02%
+7,925
New +$328K
IHI icon
671
iShares US Medical Devices ETF
IHI
$3.06B
$325K 0.02%
6,183
+1
+0% +$51
KMT icon
672
Kennametal
KMT
$2.69B
$325K 0.02%
+13,500
New +$334K
BCE icon
673
BCE
BCE
$19.8B
$321K 0.02%
+7,306
New +$329K
CPRI icon
674
Capri Holdings
CPRI
$1.82B
$320K 0.02%
+5,591
New +$282K
FERG icon
675
Ferguson
FERG
$45.4B
$320K 0.02%
2,518
+286
+13% +$33.3K
25 26
27
28 29

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.