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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYMI icon
651
Vanguard International High Dividend Yield ETF
VYMI
$20.4B
$305K 0.02%
5,854
+1,500
+34% +$86.6K
EFR
652
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$304K 0.02%
27,400
-6,500
-19% -$78.7K
VONV icon
653
Vanguard Russell 1000 Value ETF
VONV
$20.7B
$304K 0.02%
5,090
+5
+0.1% +$329
FXG icon
654
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
$302K 0.02%
5,305
-41,650
-89% -$2.6M
PPL
655
PPL Corp
PPL
$27.3B
$302K 0.02%
11,924
+450
+4% +$12.9K
PAVE icon
656
Global X US Infrastructure Development ETF
PAVE
$14.1B
$299K 0.02%
12,961
+1,852
+17% +$46.5K
CME icon
657
CME Group
CME
$93.5B
$297K 0.02%
1,672
+101
+6% +$20K
NXTG icon
658
First Trust Indxx NextG ETF
NXTG
$533M
$295K 0.02%
5,300
-499
-9% -$32K
STEM icon
659
Stem
STEM
$47.7M
$295K 0.02%
1,104
+944
+590% +$241K
SHLS icon
660
Shoals Technologies Group
SHLS
$1.43B
$294K 0.02%
13,667
+1,469
+12% +$32.8K
SPBO icon
661
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$294K 0.02%
10,596
-14,234
-57% -$421K
CMI icon
662
Cummins
CMI
$88.5B
$292K 0.02%
1,426
+7
+0.5% +$1.49K
IHI icon
663
iShares US Medical Devices ETF
IHI
$3.14B
$292K 0.02%
6,182
-11,681
-65% -$606K
ALB icon
664
Albemarle
ALB
$13.3B
$290K 0.02%
1,095
+380
+53% +$96.6K
GVIP icon
665
Goldman Sachs Hedge Industry VIP ETF
GVIP
$549M
$290K 0.02%
+4,218
New +$318K
TDIV icon
666
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.11B
$290K 0.02%
6,622
+232
+4% +$11.8K
CARR icon
667
Carrier Global
CARR
$52.5B
$287K 0.02%
8,071
-250
-3% -$9.85K
CDW icon
668
CDW
CDW
$18.4B
$287K 0.02%
1,835
-38
-2% -$6.51K
FTNT icon
669
Fortinet
FTNT
$110B
$285K 0.01%
5,805
+790
+16% +$42.8K
RMI
670
RiverNorth Opportunistic Municipal Income Fund
RMI
$96.8M
$284K 0.01%
18,196
-4,972
-21% -$86.8K
WYNN icon
671
Wynn Resorts
WYNN
$10.3B
$283K 0.01%
4,487
+3,006
+203% +$187K
FEX icon
672
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$280K 0.01%
3,874
-151
-4% -$12K
VCIT icon
673
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$279K 0.01%
3,685
-626
-15% -$50.2K
NOW icon
674
ServiceNow
NOW
$114B
$278K 0.01%
3,680
+1,175
+47% +$106K
XYL icon
675
Xylem
XYL
$29.7B
$278K 0.01%
3,186
-971
-23% -$88.3K
25 26
27
28 29

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
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Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.